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Prepared by:
Sandra Thompson Martha L. Thurlow
June 2001
Any or all portions of this document may be reproduced and distributed without prior permission, provided the source is cited as:
Thompson, S., & Thurlow, M. (2001). 2001 State special education outcomes: A report on state activities at the beginning of a new decade. Minneapolis, MN: University of Minnesota, National Center on Educational Outcomes. Retrieved [today's date], from the World Wide Web: http://education.umn.edu/NCEO/OnlinePubs/2001StateReport.html
The Mission of the National Center on Educational Outcomes
State Directors of Special Education
The Bottom
Line: Consequences of Inclusive Standards, Assessments, and Accountability
The Mission of the National Center on Educational Outcomes
NCEO is a
collaborative effort of the University of Minnesota, the
Dissemination and Technical Assistance through publications, presentations, technical assistance, and other networking activities.
Collaboration
and Leadership to build on the expertise of others and to develop leaders who can
conduct needed research and provide additional technical assistance.
The Center is supported primarily through a Cooperative Agreement (#H326G000001) with the Research to Practice Division, Office of Special Education Programs, U.S. Department of Education. Additional support for targeted projects, including those on limited English proficient students, is provided by other federal and state agencies. The Center is affiliated with the Institute on Community Integration in the College of Education and Human Development, University of Minnesota. Opinions or points of view expressed within this document do not necessarily represent those of the Department of Education or the Offices within it.
NCEO Staff
Deb A. Albus
John S. Bielinski
Jane L. Krentz
Kristi K. Liu
Jane E. Minnema
Michael L. Moore
Rachel F. Quenemoen
Dorene L. Scott
Sandra J. Thompson
James E. Ysseldyke
Martha L. Thurlow,
Director
Additional copies of
this report may be ordered for $15.00. Please write or call:
Publications
Office
NCEO
350 Elliott Hall
75 E. River Road
Minneapolis, MN 55455
612/624-8561
Fax: 612/624-0879 http://education.umn.edu/NCEO
The University of Minnesota
is an equal opportunity educator and employer.
A comprehensive report
that contains information from all 50 states is only possible through the collective efforts of
every state director and staff. Thanks to the thoughtful responses of the directors and
their designees who completed this survey, we are able to share trends, accomplishments,
and frustrations. We appreciate the willingness of many of the respondents to share their
progress honestly, knowing that we are all learning as we go and that progress is
sometimes painfully slow and tedious. The purpose of this report is not to check for
compliance with federal mandates nor to point fingers at states that have had a difficult
time moving their systems forward; it is simply to capture where states are now and to
provide information to help states view their own progress in light of other states.
State agency
personnel are often barraged by requests for information. With the value of each
directors time in mind, we designed a survey that would capture information not
requested by other groups, a survey that could be completed online in a minimal amount of
time. We appreciate the time taken by respondents to talk to people outside of special
education, and we hope that this collaborative effort increased awareness within and
across state programs and departments.
For their support, special thanks go to:
David Malouf and
Lou Danielson, of the Office of Special Education Programs in the U.S. Department of
Education;
Michael Moore,
online survey designer and communications director for
the National Center on Educational Outcomes.
2001 State Special Education Outcomes was prepared by Sandra Thompson and Martha
Thurlow, with support from research assistant Chris Boys.
State Directors of Special Education
| ALABAMA Mabrey Whetstone |
KENTUCKY Mike Armstrong |
NORTH CAROLINA Lowell Harris |
WISCONSIN Stephanie Petska |
| ALASKA Greg Maloney |
LOUISIANA Virginia Beridon |
NORTH DAKOTA Robert Rutten |
WYOMING Rebecca Walk |
| ARIZONA Lynn Busenbark |
MAINE David Stockford |
OHIO John Herner |
AMERICAN SAMOA Jane French |
| ARKANSAS Marcia Harding |
MARYLAND Carol Ann Baglin |
OKLAHOMA Darla Griffin |
BUREAU OF INDIAN AFFAIRS Angelita Felix |
| CALIFORNIA Alice Parker |
MASSACHUSETTS Marcia Mittnacht |
Steve Johnson |
DEPARTMENT OF DEFENSE Lorrie Sebestyen (acting) |
| COLORADO Lorrie Harkness |
MICHIGAN Jacquelyn Thompson |
PENNSYLVANIA Fran Warkowski |
DISTRICT OF Ann Gay |
| CONNECTICUT George Dowaliby |
MINNESOTA Norena Hale |
RHODE ISLAND Thomas Dipaola |
GUAM Vince Leon Guerrero |
| DELAWARE Martha Brooks |
MISSISSIPPI Ed Kelly |
SOUTH CAROLINA Susan Durant |
MARIANA ISLANDS Suzanne Lizama |
| FLORIDA Shan Goff |
MISSOURI Melodie Friedebach |
SOUTH DAKOTA Deborah Barnett |
MARSHALL ISLANDS Kanchi Hosia |
| GEORGIA Philip Pickens |
MONTANA Robert Runkel |
TENNESSEE Joseph Fisher |
MICRONESIA Makir Keller |
| HAWAII Debra Farmer |
NEBRASKA Gary Sherman |
TEXAS Eugene Lenz |
PALAU Evans Imetengel |
| IDAHO Jana Jones |
NEVADA Gloria Dopf |
UTAH Mae Taylor |
PUERTO RICO Maria Teresa Morales |
Gordon Riffel |
NEW HAMPSHIRE Debra Grabill |
VERMONT |
U.S. VIRGIN ISLANDS Belinda West-ONeal |
Robert Marra |
NEW JERSEY Barbara Gantwerk |
Doug Cox |
|
Brenda Oas |
NEW MEXICO Robert Pasternack |
WASHINGTON Douglas Gill |
|
| KANSAS Alexa Pochowski |
NEW YORK Lawrence Gloeckler |
WEST VIRGINIA Dee Bodkins |
These were the state directors
of special education in April 2001 when the survey was conducted.
This report
summarizes the eighth survey of state directors of special education by the National Center on Educational
Outcomes (NCEO) at the University of Minnesota. Results include all 50 states and the
Bureau of Indian Affairs, American Samoa, and Palau. The purpose of this report is to
capture the state of the nation as states build the participation and performance of
students with disabilities in state and district standards, assessments, and
accountability systems, and to provide information to help states view their own progress
in light of other states.
State directors
report increased participation rates of students with disabilities in state assessments,
and in many cases, improvement in performance as well. This first year of alternate
assessment implementation has been challenging, but most states now have systems in place
and are grappling with how to include the results in their accountability systems in ways
that show the progress of every student toward state and district standards.
Among the more
striking findings are the following:
More states listed
positive consequences of inclusive standards, assessments, and accountability than listed
negative consequences.
More than half of
the states reported increases in participation rates.
In two-thirds of
the states, directors reported stable or increased performance levels of students with
disabilities on state tests.
Nearly 60% of
states keep track of the use of accommodations, and half of these reported increased use
of accommodations.
Most states are
using a portfolio or body of evidence approach for their alternate assessments.
While students may
use accommodations whether or not they are approved, nearly half of the states do not
report the scores of students who use non-approved accommodations.
Twenty-five states
include alternate assessment participants in all components of their accountability
systems.
A positive theme
throughout this report is that the benefits of inclusive assessment and accountability
systems are beginning to outweigh the challenges, and many states are taking positive
approaches as they face the challenges ahead.
This report marks the
eighth time over the past ten years that the National Center on Educational Outcomes has
collected information from state directors of special education about the participation of
students with disabilities in education reform. Reform efforts continue to evolve at a
rapid pace. The purpose of this report is to capture the progress of states as they move
toward assessment and accountability systems that include every student.
It is clear from the
results of this survey that states are working hard to increase accountability for all students. As described in many NCEO
publications and elsewhere, there are several important reasons why all students need to be included in assessment and
accountability systemsto:
promote high expectations
provide an accurate picture of education
allow all students to benefit from reforms
enable accurate comparisons to be made
avoid unintended consequences of exclusion
meet legal requirements
The 2001 Special
Education Outcomes Survey focuses on the implications of educational reform within the
context of the 1997 reauthorization of the Individuals with Disabilities Education Act
(IDEA). Results are presented in eight sections:
Consequences
of Inclusive Standards, Assessments, and Accountability
Assessment
Participation and Performance
Assessment
Accommodations
Alternate
Assessments
Reporting
Accountability
Current
Issues
Emerging
Issues
Participants in the
2001 survey included state directors of special education from all 50 states and 11
federal jurisdictions that abide by the provisions of IDEA (referred to in this report as
unique states). Responses to the survey were gathered online and via fax. To
view the survey instrument, go to http://education.umn.edu/NCEO/NCEOSurveys/SpEdDirectors_Survey.htm.
Some state directors designated other state officials to complete the survey, and multiple
respondents, including state assessment and accountability personnel, completed some
surveys.
Once compiled, drafts
of tables were sent to state directors for verification. Overall, responses were obtained
from all 50 states and from the Bureau of Indian Affairs, American Samoa, and Palau.
As you will read in
this report, state directors are reporting increased participation rates of students with
disabilities in state assessments, and in many cases, improvement in performance as well.
This first year of alternate assessment implementation has been challenging, but most
states now have their systems in place and are grappling with how to include the results
in their accountability systems in ways that show the progress of every student toward
state and district standards. A positive theme throughout this report is that the benefits
of inclusive assessment and accountability systems are beginning to outweigh the barriers,
and many states are taking positive approaches as they face the challenges ahead.
| Eleven Unique States |
| American Samoa Bureau of Indian Affairs Department of Defense District of Columbia Guam Mariana Islands Marshall Islands Micronesia Palau Puerto Rico U.S. Virgin Islands |
The Bottom Line: Consequences of Inclusive Standards,
Assessments, and Accountability
So, hows
it going there then? a phrase often heard in the Midwest reflects the importance of the bottom line. The
bottom line for inclusive assessment and accountability is whether the time
and effort (the costs) are worth the benefits. We asked respondents to think about
inclusive standards, assessment, and accountability as a whole, and to evaluate the bottom
line.
The states gave very
positive responses when asked to describe consequences that had been observed or heard
about as a result of the participation of students with disabilities in state standards,
assessments, and accountability systems. As one director stated, The benefits seem
to outweigh the negative consequences. Figure 1 lists positive consequences
identified by 40 states. The unique states did not list any consequences.
Figure 1. Positive Consequences of the Participation of Students with Disabilities in Standards, Assessments, and Accountability

In addition to those
listed in Figure 1, at least two states identified each of these positive consequences:
Accommodations for
students receiving special education services have allowed these students to pursue a
regular high school diploma.
Higher level of
awareness of parents about standards and assessments has emerged, as well as increased
expectations for students.
Increased use of
accommodations, including assistive technology, has
occurred.
Teacher attention
to student achievement of skills included on assessments has grown.
District awareness
of educational issues facing students with disabilities has increased.
State and district
test scores did not drop significantly with the inclusion of students with disabilities.
Greater effort is
being made to include special education personnel in staff development that addresses
instruction toward standards.
States also recognize
that there have been some challenges and negative consequences as students with
disabilities are included in standards, assessments, and accountability systems. Figure 2
lists the primary negative consequences described by state directors in 30 states.
Figure 2. Negative Consequences of the Participation of Students with Disabilities in Standards, Assessments, and Accountability Systems

Additional negative
consequences, each identified by at least two states include:
Teachers,
administrators, and parents are frustrated because they do not fully understand the
system.
Some students with
IEPs may always perform at the unsatisfactory level; other measures will be
needed to determine student growth.
There are still
students not being adequately addressed.
Misleading reports
of student progress.
Assessment Participation and
Performance
Both the participation
of students with disabilities in assessments and their performance are important indicators of the
progress states are making. State by state responses on changes in participation and
performance are provided in Appendix A.
Participation
Over half of the
regular states reported an increase in the test participation rates of students with
disabilities on their state assessments (see Figure 3). Several directors attribute this
increase to alternate assessment participation by students who have been excluded in the
past. An additional 26% of the directors said that the test participation rates had
remained about the same, and only one state reported a decrease in participation rates.
The remaining six states were not able to make a comparison across years. Four of these
states said that their assessment system was so new that comparison data were not yet
available. In addition, one unique state reported an increase in participation rates and
two reported that this information is not yet available.
Figure 3. Change in Participation Levels of Students with Disabilities on State Assessments

All students are included in state assessments in Alaska, Arkansas, Connecticut, Delaware,
Florida, Illinois, Montana, Nebraska, New Jersey, New Mexico, Rhode Island, and Vermont
(see Figure 4). The remaining states allow assessment exclusion for a variety of reasons,
including parent refusal, medically fragile, emotional distress, homebound, hospitalized,
limited English proficient, and absent on test days (see Table 1).
Table 1. Reasons Allwed by State Policy for
Students to be Excused from Assessment Participation
State |
Parent
Refusal |
Medically
Fragile |
Emotional
Distress |
Homebound
|
Hospitalized
|
Limited English Proficient |
Absent
on Test Days |
Other |
Alabama |
|
|
|
|
|
X |
|
|
Arizona |
|
|
|
|
|
|
X |
|
California |
X |
|
|
|
|
|
|
|
Colorado |
X |
|
|
|
|
X |
|
X |
Georgia |
X |
|
|
|
|
|
|
|
Hawaii |
X |
X |
X |
X |
X |
X |
|
|
Idaho |
|
|
X |
|
|
|
|
X |
Iowa |
|
|
|
|
|
|
|
X |
Indiana |
|
|
|
|
|
X |
|
|
Kansas |
|
X |
|
|
|
|
|
|
Kentucky |
|
|
|
|
|
|
|
X |
Louisiana |
|
X |
|
|
X |
X |
X |
|
Maine |
X |
X |
X |
|
X |
|
|
|
Maryland |
|
|
X |
X |
X |
|
|
X |
Massachusetts |
|
|
|
|
|
X |
X |
|
Michigan |
X |
|
|
|
|
X |
|
|
Minnesota |
X |
X |
X |
X |
X |
X |
|
|
Mississippi |
X |
|
|
|
|
X |
|
|
Missouri |
|
|
|
|
|
X |
|
|
Nevada |
|
|
|
|
|
|
X |
|
New
Hampshire |
|
|
|
|
|
X |
X |
|
New
York |
|
|
|
|
|
|
|
X |
North
Carolina |
|
|
|
|
|
|
X |
|
North
Dakota |
X |
|
|
|
|
X |
X |
|
Ohio |
|
|
|
|
|
|
|
X |
Oklahoma |
|
|
|
|
|
X |
X |
|
Oregon |
X |
|
|
|
|
|
|
|
Pennsylvania |
|
|
|
|
|
|
|
X |
South
Carolina |
|
|
|
|
|
|
|
X |
South
Dakota |
|
|
|
|
|
|
|
X |
Tennessee |
|
X |
|
|
|
|
|
|
Texas |
|
|
|
|
|
|
|
X |
Utah |
|
X |
X |
X |
X |
X |
X |
|
Vermont |
|
|
|
|
|
|
|
X |
Virginia |
|
|
|
|
|
X |
|
|
Washington |
X |
|
|
|
|
|
|
|
West
Virginia |
|
|
|
X |
X |
X |
|
|
Wisconsin |
|
X |
|
|
|
|
|
|
Wyoming |
|
X |
|
X |
X |
X |
|
|
Unique
States |
|
|
|
|
|
|
|
|
American
Samoa |
|
|
|
|
|
|
|
|
Bureau
of Indian Affairs |
|
|
|
|
|
|
|
|
Department
of Defense* |
|
|
|
|
|
|
|
|
District
of Columbia* |
|
|
|
|
|
|
|
|
Guam* |
|
|
|
|
|
|
|
|
Mariana
Islands* |
|
|
|
|
|
|
|
|
Marshall
Islands* |
|
|
|
|
|
|
|
|
Micronesia* |
|
|
|