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Self-Study Guide for
the Development of
Statewide
Assessments that
Include Students
with Disabilities
by Martha Thurlow, James Ysseldyke, and
Kenneth Olsen
Published by the National Center on
Educational Outcomes in collaboration with
St. Cloud State University and
National Association of State Directors of Special Education
1996
This document has been archived by NCEO because some of the
information it contains is out of date.
Any or all portions of this document may be
reproduced and distributed without prior permission, provided the source is
cited as:
Olsen, K., Thurlow, M., & Ysseldyke, J. (1996).
Self-study guide for the development of statewide assessments that include
students with disabilities. Minneapolis, MN: University of Minnesota,
National Center on Educational Outcomes. Retrieved [today's date], from the
World Wide Web: http://education.umn.edu/NCEO/OnlinePubs/Self_Study_Guide.html
Introduction
Recognizing the Problem
More and more, the public is demanding states
to implement systems of education that emphasize higher standards and
accountability for all students. In response, states are revising their
standards and Congress is creating national initiatives, such as, the Goals
2000: Educate America Act, and the Elementary and Secondary Improving
America's Schools Act that call for a comprehensive education system that
envelopes all students, including those with disabilities. Recently, in
considering the reauthorization of the Individuals with Disabilities Education
Act, the U.S. House of Representatives proposed changes in IDEA that will
require all states to include students with disabilities in their state
assessment systems.
The Title II language of
House bill 1986 is as follows:
- "(E)(i) a statement of any individual
modifications in the administration of State or districtwide assessments
of student achievement that are needed in order for the child to
participate in such assessment; and
- "(ii) if the individualized education
program team (hereafter referred to as the 'IEP team') established under
section 614(d) determines that the child will not participate in a
particular State or districtwide assessment of student achievement (or
part of such an assessment), a statement of --
- "(I) why that assessment is not
appropriate for the child; and
- "II) how the child will be assessed;
(pp. 14-15) |
Historically, students with disabilities
have been excluded at unreasonable rates from state assessment programs -
sometimes as high as 100%. Most states exclude 50% or more of their students
with disabilities. Only one state, Kentucky, includes all students in its
state assessment program.
Why have so many students with disabilities
been excluded from assessments? NCEO's research identified the following
problems in state guidelines:
Systematic exclusion of
students in assessment sampling plans because they are in separate
schools or are not in graded programs.
Vagueness in
assessment guidelines that leave the decision about student participation in
the assessment up to a local decision-making process, often
relying on the IEP team or a representative of it. This approach
leads to differing interpretations of the guidelines.
Non availability of
accommodations
in assessment materials and procedures.
Altruistic motivations,
such as lessening the emotional distress to the student who is not expected
to perform well.
Incomplete or unsuccessful
monitoring
of the extent to which the intent of the guidelines is followed.
These problems have created an unacceptable
situation because students who are not included in assessments and other
systems of accountability tend not to be included in educational reforms.
Assessment systems should include, in one way or another, all
students. Although this may not be immediately achieved in some states, it
is possible to have rates of exclusion that are well below 50% - an
intermediate goal that can be achieved right now in existing state
assessments.
Three concepts - participation
in assessment, assessment accommodations, and
reporting of results
— are key aspects of setting state assessment policies and procedures.
Participation means
the extent to which a student is included in the
assessment. Inclusion in an assessment depends on policies regarding
eligibility, exclusion, and
exemptions or reasons for being excused from it.
Accommodation
relates to the extent to which a test can be adapted, altered,
mediated, or modified. Be aware that
differences in these terms are not discussed here because they are used to
mean the same thing as often as they are used to mean different things.
The basic concepts covered by all of the terms are what need attention and
consideration.
Students with disabilities fall into one of
three general categories in relation to a state assessment system as shown
in Figure 1. Many students with disabilities can participate in the regular
assessment in the same manner as students without disabilities. Another
group of students can deal with the content of the test but need
modifications in the way the test is presented or the way that they provide
answers. Finally, there are some students for whom the regular assessment is
inappropriate. These students would need a different type of assessment,
perhaps covering different content.
Figure 1: Students with
Disabilities in Relation to State Assessments
Students who can participate in regular assessment with
no accommodations needed
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Students who can participate in regular assessment
with accommodations
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Students who should receive a different assessment
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Taking the First Steps
If you are involved in the assessment
process, this guide is for you. It is designed to help state education
agency (SEA) staff evaluate and revise their assessment policies and
procedures in a way that promotes the participation of all students in some
form of their state assessment programs. More specifically, it is intended
for staff responsible for the state assessment system and staff responsible
for the education of students with disabilities. It also could be used by
test development contractors and stakeholders who are serving on state task
forces to develop state assessment systems. And, this guide should be
helpful to local education agency staff who wish to revise their own
assessments to include all students.
You'll find this guide organized around
eight steps for revising state assessment policies and procedures in ways
that will significantly increase the participation of students with
disabilities. It should be understandable to anyone who might need to
address this topic (including teachers, counselors, parents, administrators,
etc.). For further resource documents that address in much greater detail the need for these guidelines and the
recommendations of various individuals and groups, see Appendix A.
The eight steps that are covered in this
guide are as follows:
Consider
Your Assessment Context
Decide
What You Want To Do
Develop
Guidelines About Participation in Assessments
Develop
Guidelines About Assessment Accommodations
Coordinate
Procedures for Making Participation and Accommodations Decisions
Develop
Guidelines About Reporting Results of State Assessments
Implement
Revised Assessment Policies and Procedures
Evaluate
Implementation and Effects
Some of these steps may need to be
repeated. Decisions at one step may require you to return to an earlier step
to make adjustments. If you get confused, don't worry, there are worksheets
to help you move through the steps.
Much can be learned from other states.
you'll find there are many examples of state approaches - the state is
sometimes identified and other times not. These examples give you
information on the effects of policies and practices, in addition to
information on what policies and procedures were used. you'll find
worksheets at the end of each step that can help you move through the steps.
Step
1
Consider Your
Assessment Context
- Form an initial stakeholder team
- Describe your current assessment system
- Identify the philosophies and attitudes that
drive your assessment system
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Your first step in revising state
assessment guidelines is to get a firm handle on the current situation.
There are several components to this step.
Form an Initial Stakeholder Team
You need to form a small stakeholder team
of seven to nine state and local people who are familiar with both the state
assessment system and educational services for students with disabilities.
It is important to involve stakeholders from local education agencies who
are responsible for implementation of the state assessment system. These
individuals can assist you in examining the current assessment system and
the foundations on which it is based. Completing the chart below will help
you organize and select your initial team. It is best to start small and
expand as you find that you need additional expertise.
NAMES:
IS FAMILIAR WITH: |
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| How the state assessment system was
developed |
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| Characteristics of the assessment
(e.g., norms, standards, rubrics, etc.) |
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| Purpose of the assessments |
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| The current assessment
contract/contractor |
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| How results are reported and
disseminated |
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| Research on accommodations,
modifications |
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| What accommodations or modifications
have been offered and provided |
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| How local schools or districts
implement the state system |
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| How local schools or districts have
tried to include students with disabilities |
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| How IEP teams work |
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| Needs and abilities of students with
disabilities |
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| Federal and state law |
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| Funding (resources) |
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Describe Your Current Assessment
System
It is important that you and your
stakeholder team know every aspect of your current assessment system. The
primary factors to consider in it are: (1) scope of assessment, (2) type of
assessment, and (3) purpose of assessment. These factors must be considered
for every assessment in your current system. The top half of Worksheet 1 is
a good place to record your observations.
Scope. Start
by identifying the scope of your assessment system. Among the
factors to list are:
number of large-scale assessments
being administered
names of the assessments, and
their relation to the full array of assessments
when the assessments are
administered (e.g., spring)
at what levels the assessments
are used (e.g., grades 4, 8, 12)
when assessments were started
when assessments were last
revised
whether assessments are mandated
by state law
These are basic factors that are not the
focus of your policy and procedure revision efforts, but may need to be
taken into consideration as you make revisions. Use this quick list of
factors to focus on each assessment separately, but be certain to compare
and interrelate all decisions so that the users do not become confused. A
good technique might be to put all guidelines into one document, as North
Carolina and other states have done.
North Carolina's
Four Different State Assessment Systems:
End-of-Course Tests,
which are tests administered at the end of certain high school courses.
These tests are said to provide school and school system level
information on curricular goals. They are also said to
provide information for comparing individual student performance.
The scores from these multiple choice tests are required by the State
Board of Education to be a part of the students' permanent records and
high school transcripts. It is recommended that they be used as
part of students' final grades for the courses for which they have been
developed.
End-of-Grade Tests,
which include writing essays for Grades 4, 6, and 8, open-ended sections
for reading, mathematics, and social studies for Grades 3-8, and
multiple choice sections for reading, mathematics computation,
mathematics applications, and social studies for Grades 3-8. These
tests are said to provide information on curricular goals for schools
and school systems. They are also said to provide a basis for
comparing individual student performance. The open-ended tests are
said to measure problem-solving within a content area, while the
multiple choice questions are said to measure achievement in specific
areas.
Minimum Skills
Diagnostic Tests, which are administered in Grades 3, 6, and 8
to determine whether students are performing at a level consistent with
the state promotion standards. Students not meeting the minimum
competencies are scheduled for summer school.
Competency Tests,
which include reading, mathematics, and writing assessments.
Passing these tests is one criterion for earning a high school diploma
in North Carolina. There are multiple opportunities to take the
tests, and remediation is provided as well to those who fail any of the
tests.
Each of these has a different
purpose in the assessment system. |
Type of
Assessment. The specific type of assessment under
consideration is another factor that should be listed and considered
further when trying to gain greater participation of all students in an
assessment system. The type of assessment will have implications
for the use of accommodations. Among the most common types are:
- Multiple choice
- Extended response
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- Performance (events)
- Portfolio
- Project
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These can be categorized according to the
type of response requested, such as closed-ended response items and
open-ended response items.
You can also describe the type of
assessment in terms of the basis for scoring. For example:
Is the assessment
norm-referenced? If it is,
Is the assessment scored
against an absolute standard or rubric*? If it is,
* Rubrics indicate
degrees to which an absolute standard has been met. For example,
Kentucky uses the terms Novice, Apprentice, Proficient, and
Distinguished in its rubric.
Descriptive information will help you set
the framework to revise the policies and procedures in your state assessment
system.
Purpose of Assessment.
Not all assessments in a state system serve the same purpose. Different
assessment purposes may have different implications for policies and
procedures. Many states have systems that include multiple assessments.
Often, the different assessments are used for multiple purposes. This
means that you will need to take time to examine each component of your
assessment system.
Common purposes of state assessment
systems are to:
Describe student competence to
inform the public
Make comparisons
among educational units (districts, schools)
Achieve system
accountability (evaluate the extent to which standards are met)
Set policy based
on student data
Make decisions that
affect student progress (minimum competency tests, grade or
course promotion tests, high school graduation exams)
Make decisions that
affect the employment of school personnel (extent of student
progress determines teacher salaries, school leadership)
The first four purposes are considered to
be low stakes, while the remaining two are considered to be high-stakes. A
low-stakes
assessment has no consequences for a particular group or individual within
the group. A high-stakes
assessment has consequences for a particular group or individual within the
group.
A test that determines whether a student
will graduate is considered to have high stakes for the student. When
improved student test scores in a district determine whether the
superintendent will be rehired, that test is said to be high stakes for the
superintendent, but not necessarily for the students. Usually, a reported
test that does not affect anyone (i.e., there are no rewards or sanctions)
is considered to be low stakes.
You may find that reporting results
creates higher stakes than before. Statewide "report cards" on schools and
school districts have tended to affect real estate values, public image, and
local school board and superintendent tenure. These consequences go beyond
their purported "lower-stakes" purposes. For example, when the newspaper
reports poor results for a district, parents may call for the resignation of
the superintendent. Low stakes and high stakes are relative terms. Yet, they
help in considering the intended and unintended consequences of various
assessment policies.
If you use an assessment for high-stakes
purposes, be sure to document and communicate the exact consequences of the
assessment and how they are applied. Some of the questions you should answer
are:
Are the "high stakes" of the
assessment directed to a local education agency, a school, an
administrator, a teacher, or a student?
Is a "warning" used to allow the
subject of the high stakes to make changes before consequences are
imposed (e.g., a school administrator is alerted to develop a
restructuring plan or face a takeover by the district or state)?
(Note: This is a legal requirement)
Is an assistance program available
to assist in remediation efforts?
Will the high stakes have
unintended consequences? What are they?
How are assessment consequences
currently applied to students with disabilities?
Often, the consequence of exclusion is to
make a district or an administrator look better (as when low-performing
students who have cognitive disabilities are excluded from assessments
designed to be used in making merit decisions for administrators). There is
no intended consequence for individual students, yet there
is a consequence for them.
Identify the Philosophies
and Attitudes that Drive Your Assessment System
To revise your state assessment system,
you must build on a foundation of philosophies and attitudes that recognize
the need to be accountable for all students. It is essential that you
identify the assumptions and philosophy under which the current assessment
system operates and to determine the extent to which these support an
assessment that includes all students. Working to identify the assumptions
of your revised assessment system is a primary focus of Step 2.
A state's assessment system generally is
constructed to reflect the state's goals for its students or the state's
curriculum framework. You need to evaluate the extent to which your state's
curriculum framework and standards reflect the curricula for all students,
including students whose educational program emphasizes life-role skills. If
you look at other states, you'll find that several have defined goals in
core academic areas (see the Delaware example), whereas others have
established life-role goals (see the Kentucky example).
An assessment system that focuses only on
academic skills represents a greater challenge to the participation of all
students than does one that addresses the educational needs of all students,
including those with more severe cognitive challenges. Academically-focused
goals, however, should never be used as an excuse for a state assessment
system that fails to promote the participation of all students.
Delaware's goals focus on standards within
seven areas (mathematics, history, geography, economics, civics,
science, English language arts). For grades K-4 in
economics, the three standards are:
- Identify the basic needs and wants of
individuals and families, and the types of activities undertaken in
order to satisfy them.
- Explain and demonstrate the use of
money, barter and other media of exchange within markets.
- Explain how prices in a market economy
result from the interrelationship between supply and demand and
competition.
Kentucky's goals focus on life-role
skills:
- Students are able to use basic
communication and mathematics skills for purposes and
situations they will encounter throughout their lives.
- Students shall develop their abilities
to apply core concepts and principles from
mathematics, the sciences, the arts, the humanities, social studies,
practical living, and vocational studies to what they will encounter
throughout their lives.
- Students shall develop their abilities
to become self sufficient individuals.
- Students shall develop their abilities
to become responsible members of a family, work group, or
community, including demonstrating effectiveness in
community service.
- Students shall develop their abilities
to think and solve problems.
- Students shall develop their abilities
to connect and integrate experiences and new knowledge
from all subject matter fields with what they have previously
learned and build on past learning experiences to acquire new
information through various media sources.
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Summary
The first step in evaluating and
revising your state assessment policies is among the most important. By
involving stakeholders up front, you increase the probability that your
revised state assessment will be relevant to their needs and acceptable
to them. you'll need to conduct periodic revisions and improvements. As
you revise, remember to continue taking the time to really look at what
the current status of your assessment system is, and to look at its
effects (intended and unintended). By doing this, you will have a much
better foundation for addressing the key issues as you work to improve
your system.
Before you proceed to Step 2, take an
inventory of what you and your stakeholders have shared. What is the
assessment system like? Do you know when and to whom the assessment is
administered? Do you know the types of assessments that are used? Do you
know the purpose of each component of your state
assessment system? Is the assessment considered to be high stakes or low
stakes, and for whom?
Do you think that your assessment
system was designed for all students in your system? Are stakeholders in
agreement that an assessment system should provide accountability for
all students in the system? Are all parts of the accountability system
or assessment appropriate for all students?
NCEO Study Guide
Worksheet 1
Notes
Current State
Assessment System |
What does our assessment system look like?
Target grades/ages
Assessment components
Type of assessment
Purpose
High stakes or low stakes, and for
whom
History, legal mandates, and other
context factors
What attitudes and philosophy
underlie the current assessment system?
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Step
2
Decide What You Want
To Do
- Agree on general plans for revisions
and identify available resources
- Define your assumptions
- Plan your approach
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Your second step in revising state
assessment guidelines is to agree on the general plans for revisions,
define the assumptions that will underlie the assessment, and develop
plans for making changes in guidelines.
You must involve stakeholders in this
second step. You may want to add to the team used in Step 1. In this
step, it is particularly important that you include parents and
teachers. It is advisable that you involve individuals who can go back
to a larger group of similar individuals and share the assumptions and
plans developed in Step 2. Therefore, it is sometimes helpful to select
official representatives of groups who have access to the boards,
newsletters, and meetings of the larger group of stakeholders.
It also is essential that you devote
sufficient time to Step 2. Without enough time to thoroughly involve key
stakeholders, to spend time hashing out assumptions, and to make plans,
you may jeopardize all other steps.
Agree on General Plans for
Revisions and Identify Available Resources
Before you start a revision process,
know generally what you want to do. This means you need to agree on your
general goals and what resources you will have available to use in
making revisions.
Goal of a revised
assessment system. The specific goal that you set within the
general framework of increasing the participation of students with
disabilities in your state assessment can take many forms. Some of the
possibilities are:
Use the same assessment
procedures as are now used, but change the participation guidelines,
the accommodations guidelines, the reporting procedures, or any
combination of the three.
Add a new form of assessment that
will be appropriate for studnets with different educational goals
(e.g., students with more severe disabilities).
Completely revise the entire
assessment system.
Be sure you have agreement on what
your revision goal is before you start. Among the questions you should
ask are:
Identify available resources.
You must garner the resources available to you for the revision process.
Identify people resources, equipment resources, and knowledge resources.
Relevant questions for you to answer include the following:
What existing stakeholder
groups might support an effort to revise the assessment guidelines?
What accommodations already
exist in the assessment system (e.g., Braille, large print, audio
tapes, videos of instructions in American Sigh Language, etc.)?
What equipment or resources
exist in your state to help with assessment accommodations (e.g.,
regional SEA offices, agencies with Brailling or enlarging
equipment, distribution centers for technology/assistive devices,
pools of signers or readers)?
What sources of funds are
available that could be tapped to assist in the revision process?
- Who, or what agencies, in your state have
particular expertise or access to knowledge that could help with the
decision and improvement process?
You should take advantage of the
experiences and efforts of other states. The National Center on
Educational Outcomes (NCEO) has compiled a set of state guidelines, both
for participation in assessments and assessment accommodations. In
addition, NCEO has produced a number of reports on these issues (see
Resources as the end of this document). By reviewing these materials and
contacting a few states, you will broaden your perspective on the
options available to you.
Define Your Assumptions
It is important for you to state
explicitly the assumptions that will underlie your revised assessment
system. To help you and your stakeholders do this, a set of possible
assumptions is provided below, together with a brief explanation of the
reasons for each assumption. Using Worksheet 2, your team (and probably
other stakeholders) should determine to what extent you agree with the
assumptions. Then change them as needed, and add new ones that are
identified.
Example of possible assumptions for an assessment system (based
on NCEO proposed guidelines):
NCEO
Assumption 1: When data are collected for making
policy decision or for accountability, all students should
participate in the assessment. When a sampling
procedure is used, the sample must be representative of all
students.
Whenever an
accountability system fails to include all students (or a
representative sample of students), there are two major problems
that occur. The first is that policy decisions will be
made on the basis of incomplete or incorrect data, and thus may
not be appropriate for all students. The second problem is
that when students are not included in the accountability
system, the system tends to view itself as not responsible for
the educaiton of those students.
NCEO
Assumption 2: Not all students need to take the
same assessment.
Being an "accountable"
system does not require that all students take exactly the same
assessment. This assumption is the basis for using
accommodations during assessment, but also applies to the notion
of developing a different tool for measuring the performance of
some students.
NCEO
Assumption 3: Participation, accommodation,
and reporting decisions may differ as a function of the purpose
of the assessment.
It is extremely
important to always keep the purpose of the assessment in mind when
thinking about the specific guidelines that are used for making
participation decisions, accommodation decisions, and decisions
about how data are reported. It would be inappropriate, for example,
to require all students to participate in an assessment of college
mathematics aptitude when not all students are in the high school
mathematics curriculum. Another example of how purpose affects
guidelines is that it probably is inappropriate to report data at
the student level when data are used for district funding decisions.
NCEO
Assumption 4: State assessment programs
should be fair and accurate.
Fairness and accuracy are relative terms. One of the problems with
striving for "fairness" is that it is defined differently by
different people. There is a tendency for some people to be overly
concerned about the emotional stress that an assessment might create
for a student with a disability. While our educational system makes
sure that other students are experienced in taking assessments, it
often fails to do so for students with disabilities. Fairness
involves this kind of training, as well as ensuring that students have the opportunity to learn
the concepts and skills that are the focus of assessments.
Accuracy refers to the extent
to which an assessment reflects the student's skills when they
are the focus of the assessment. An assessment should strive for
accuracy, regardless of the characteristics (or disabilities) of
the student.
NCEO
Assumption 5: Assessment procedures should
be sensitive to the needs of students with disabilities.
An assessment
that is responsive to the needs of individual students is one that
allows them to receive information in the ways that they would
typically receive information, and to respond in ways that they
typically would respond. It is one that provides accommodations for
the students' differing abilities to maintain attention, to sit for
long periods of time, and so on.
Beyond this, it is important to
include students with disabilities when testing an assessment to
identify problematic item formats and to see whether there is
need for more items at the lower end. In this way, instruments
can be modified during the development phase (e.g., items
dropped, modified, or added) to allow greater numbers of
students with disabilities to participate meaningfully.
NCEO
Assumption 6: The purpose of accommodations
is to achieve equity, not advantage.
Accommodations are to achieve equity, not to gain advantages over
others. A person who wears glasses does not do so to make
his or her sight better than that of other people. Glasses are worn
to achieve the same level of sight as that of most people (the
standard). Similarly, people who use hearing aids do so to achieve
hearing levels as close as possible to those of people with normal
hearing. This is the purpose of all accommodationsÑto bring the
person using the accommodation to the same level (on some dimension)
as most other people.
NCEO
Assumption 7: Assessment programs should
make clear that high standards are expected for all students.
There is no
intention to lower standards when students with disabilities are
included in assessments. In fact, the objective in including
students with disabilities in assessments is to make sure that they,
along with all students, are held to high standards. The belief is
that all students can achieve to higher levels than they are now
achieving.
Still, it is important to
recognize that there will be a range of performance on
assessments. State advisory boards should decide the range of
performance permitted for each content standard.
NCEO
Assumption 8: Assessment should be
consistent with students' instructional programs and
accommodations.
Just as it is
believed that students should not be assessed on something if they
have not had the opportunity to learn it, it is believed that
students should not be assessed on topics for which they have not
received instruction or the appropriate accommodations. Similarly,
new accommodations should not be introduced at the time of
assessment if they have not been a part of the student's
instructional program.
This assumption
can be a dangerous one, however. The original decision to not
have a student participate in certain types of instruction
(e.g., science) should be questioned first. It has been found in
some states that have included all students in all assessments,
that students were excluded from some instructional content in
which they should have participated. Including the students in
the assessment brought to light their inappropriate exclusion
from the instruction.
In the same way, the extent to
which all appropriate accommodations are used during instruction
should be questioned. Assessment programs should avoid the use
of accommodations that have never been used during instruction.
NCEO
Assumption 9: Reports of assessment results
must include all students, including any student who does not
take the assessment. Students who do not take the
assessment should still be counted as part of the sample when
calculating average scores.
This assumption
is a critical one for helping to remove incentives for excluding
students from assessments. There is extensive evidence that the rate
of exclusion has a significant effect on average scores. Therefore,
if students are excluded but not counted in the denominator, scores
go up. The incentive for exclusion in this situation is very high.
This is particularly true when the practice is publicized, and its
effects reported (e.g., how many students received zero scores). |
Plan Your Approach
After a set of assumptions has been
agreed upon, you need to plan for development and revisions. You may
wish to form another advisory committee at this time. This group
would help you consider all of the ramifications of your approach.
You will have to decide what
assistance you need in order to proceed. It could come either from
within your own agency or from the outside (e.g., University-based
personnel within the state, a technical assistance center, or
external contractors). If you choose to use external contractors,
you should consider developing a request for proposals and
conducting a proposal review process to select a group to help
develop the guidelines or alternative assessments you might need. If
you have an ongoing contract with someone for the overall
assessment, it might be best to build greater participation of
students with disabilities and accommodation developments into the
contract requirements.
A simple format for documenting
your plan is outlined in Worksheet 3. This format is based on the
steps in this self-study guide. You also may wish to insert
additional steps and delete others after you have completed all
eight steps in this guide. You might want to chart where tasks
overlap and which tasks relate to or depend on the prior completion
of other tasks.
You will find it most helpful to go
through the following sequence when documenting your plan:
Outline the
steps/stages in the process, perhaps starting from the
last step and developing your plan backwards. Integrate
your steps with milestones in the overall plan.
Project how the
timelines
in the overall plan might relate to your steps. Starting from
the last step, determine when the steps must be completed, how long
they will take, and when they must start.
Determine who
must be involved in each step and assign an individual to lead the
step (even if a team is involved).
Estimate the
resources
needed for each step and insert additional steps as needed to ensure
that the resources are obtained.
Revise
the plan as necessary to reflect the realities of time, personnel,
and resources.
Whatever sequence you use when
developing your plan, it is important to document it and share it
with others to obtain their feedback.
Summary
In Step 2, you are deciding what
you want to do. After agreeing on general plans and identifying
resources, you are ready to define the specific assumptions upon
which your revised assessment system will be based. After this is
done, and you have obtained broader feedback on the assumptions, you
can set your plans for pursuing revisions and improvements. Once
again, it is important to involve stakeholders in all of these
processes.
NCEO Study Guide
Worksheet 2
Assumptions About
Statewide Assessment Systems
and
Students with Disabilities |
Directions: |
Review each assumption and check those with which you agree.
Determine what must change in the others before you can agree.
Add additional assumptions as desired. |
|
_____ |
Any time data are
collected for the purpose of making policy or accountability
decisions, we must include all students. When a
sampling procedure is used for an assessment, the sample
must be representative of all students.
|
|
_____ |
Not all students need
to take the same test.
|
|
_____ |
- Participation, accommodations, and
reporting decision may differ as a function of the purpose
of the assessment.
|
|
_____ |
- State assessment programs should be
fair and accurate.
|
|
_____ |
- Assessment procedures should be
sensitive to the needs of students with disabilities.
|
|
_____ |
- Accommodations should achieve equity,
not advantage.
|
|
_____ |
- Assessment programs need to make
clear that the same high standards are expected of all
students.
|
|
_____ |
- Assessment should be consistent with
students' instructional programs and accommodations.
|
|
_____ |
- Reports of results must include
students with disabilities, including those taking
alternative assessments or for whom information was provided
by informed respondents. If a student was excluded for
testing for any reason, that student should still be
included in the denominator used when calculating averages.
|
Worksheet 3
Format for
Documenting Your Development Plan |
| Start |
End |
Who |
Step/Stage |
| |
|
|
Step 1: Consider
Your Assessment Context
- Form an initial stakeholder group
- Describe your current assessment
system
- Identify philosophies and
attitudes that drive your assessment
|
| |
|
|
Step 2:
Decide What You Want to Do
- Agree on general plans for
revisions; identify available resources
- Define assumptions
- Plan your approach
|
| |
|
|
Step 3:
Develop Guidelines About Participation in Assessment
- Review your goal for assessment
revision
- Write specific guidelines that
reflect your assumptions and meet the goal
- Evaluate the written guidelines
|
| |
|
|
Step 4:
Develop Guidelines About Assessment Accommodations
- Write specific guidelines
- Evaluate the written guidelines
|
| |
|
|
Step 5:
Coordinate Procedures for Making Participation and
Accommodation Decisions
- Develop a flowchart to guide
decisions
- Use exemptions sparingly until
system is in place
- Document decisions
|
| |
|
|
Step 6:
Develop Guidelines for Reporting the Results of State
Assessments
- Consider the implications of
reporting
- Write specific guidelines
- Evaluate the written guidelines
|
| |
|
|
Step 7:
Implement Revised Assessment Policies and Procedures
- Negotiate roles for state
assessment contractor in installation and maintenance
- Orient/train State staff to
support revisions
- Obtain/train local personnel to
implement system changes
|
| |
|
|
Step 8:
Evaluate Implementation and Effects
- Determine usefullness,
implementation, and effects on staff
- Follow-up included and excluded
or alternative assessment students
|
Step 3
Develop
Guidelines About Participation in Assessments
- Examine your current written
guidelines and evidence of actual practice
- Review your goal for improving
the assessment system
- Write specific guidelines
- Evaluate the written guidelines
|
Your third step in revising
state assessment guidelines is to agree on the words to write
about participation. Your words must reflect the assumptions and
goals established in Step 2Ñwords that become part of your
guidelines for assessment of students with disabilities. In
order to generate words that are understood and acceptable, you
must plan to review and evaluate your goal and guidelines.
Remember stakeholder
involvement is essential. Take care to ensure that all critical
perspectives are represented (e.g., assessment, disability,
local, state). Many more individuals and agencies may have an
investment in the state assessment system than originally
thought by those involved in revising the system.
If your state has more than one
assessment, consider each separately. In most cases, the
different assessments are used for different purposes. When
considering each assessment, take into account its purpose.
Examine Your Current
Written Guidelines and Evidence of Actual Practice
To examine who participates in
your state assessment system, you need to examine both written
guidelines and evidence of actual practice.
Most states now have some
existing written guidelines that address the
participation of students with disabilities in assessments. Many
times these are combined with guidelines on the participation of
students who are learning English (variously referred to as
English language learners, students with limited English
proficiencyÑLEP, English as a Second Language (ESL) students,
and other terms). It is probably best to address students with
disabilities separate from students with limited English
proficiency.
The location and exact wording
of the current guidelines should be made available for further
reference. Some states include their guidelines in statutes and
others have them in regulations. However, most states have them
in separate, non-legal documents.
States with Written
Guidelines on the Participation of Students
with Disabilities in Statewide Assessments (1995)

There are a number of ways to
obtain evidence of the actual participation of
students with disabilities in assessments. First, you should ask
several individuals (WHO?) questions such as:
To what extent are local
school personnel aware for the guidelines?
What is the general
attitude about the guidelines among SEA staff, local assessment
personnel, special educators, and parents?
To what extent do people
say they follow the guidelines?
How is implementation of
the guidelines checked?
Next, you need to look at
assessment data to assess the
actual participation of students with
disabilities in the state assessment. Questions that should be
addressed include:
How are samples drawn and
do they include students in separate schools and students in
separate classes?
Is there documentation of
exemptions?
Do rates of
nonparticipation in an assessment differ for students with
different characteristics?
What percentage of
students with disabilities in the state have data that you can
use?
These kinds of information may
not be part of your state database. You might have to do a
considerable amount of searching to find them.
An even better way for you to
document participation, of course, is to conduct a study in a
sample of schools to determine actual participation rates. If
this is unreasonable for your state to pursue at this time, you
can get a good estimate by talking to many people, or by
surveying or interviewing key respondents.
Review Your Goal for
Improving the Assessment System
Before proceeding further, you
need to review and restate your goal for improving the
assessment and the assumptions that underlie the new system.
Remember, the goal that you decided upon in Step 2 was one of
the following:
Use the same assessment
procedures, but change the participation guidelines
Add a new form of
assessment that will be appropriate for students with different
educational goals
Completely revise the
assessment system
Write Specific
Guidelines
The specific guidelines that
you write will vary somewhat with the original goal that was
identified. You can consider the following possible approaches:
Use the same
assessment procedures, but change the participation guidelines.
Many states can immediately increase the participation rate of
students with disabilities beyond the 50% level simply by
changing written guidelines (and ensuring that they are
followed). The possible ways in which this could be done might
be identified through a brainstorming session involving
stakeholders. Some example guidelines are:
Use a team to decide on
the participation of a student only if the team has received
training in the importance of including all students.
Require the decision
maker to document the reasons for exclusion of any student.
And, ensure that these reasons are examined for appropriateness.
Provide a checklist of
considerations in making the decision about participation in the
assessment.
Require documentation of
the number of students excluded for various reasons.
If an assessment is a
high stakes assessment (such as a graduation exam), require the
student and the student's parents to sign off on a form giving
the reasons for exclusion and the consequences of
nonparticipation (such as not receiving a reular diploma).
Examine and remove words
that provide a reward to a student for not participating in an
assessment (such as when any student given an exemption from an
assessment automatically receives a regular diploma).
Linked with the notion of
changing participation guidelines is the notion of
accommodations. You will find these discussed in further detail
as part of Step 4.
Add a new form of
assessment for students with different educational goals.
Depending on the nature of the primary assessment, your
guidelines might need to identify students who should be
exempted from the regular assessment. In such cases, you will
want to look at a new form of assessment for these students. The
new assessment form should be developed only for those students
who are not working on the same kind of goals as are other
students. For example, students with more severe cognitive
disabilities may have educational plans that target instruction
on self-help and independent living skills. These goals may be
related to reading in that they include the discrimination of
key signs and symbols in the environment. For example, an
assessment that checks recognition of words like "restroom,"
"men," "women," "stop," "elevator," "exit," and "information,"
along with a variety of symbols could be a new assessment to
complement the state's reading assessment.
Options that are currently being used by states to
obtain statewide data on students who need a different
assessment include:
Kentucky
developed an Alternate Portfolio Assessment system
for students who have moderate to severe cognitive
disabilities that prevent them from completing a regular
course of study even with program modifications. They do not
participate in the other components of Kentucky's assessment
system. Two key elements of the Alternate Portfolio
Assessment system are: (1) scores of students participating
in this assessment are weighted equally with those of
students participating in the regular assessment for the
school's accountability purposes, and (2) entries to the
student's portfolio are not specified, other than that each
entry must be related to the state's Academic Expectations.
An alternate Portfolio Advisory Committee is charged with
the task of identifying the Academic Expectations to be
assessed within the alternate Portfolio process. Overall, 28
expectations critical to maintaining the integrity of
functional programming for students participating in the
Alternative Portfolio process have been identified. These
and other expectations are incorporated into the assessment
system.
Michigan
developed separate performance-based measures for students
with specific disabilities. They assess the unique
components of the education of each category of student
(e.g., mobility skills for students with visual impairment,
American Sign Language skills for students with hearing
impairments, use of assistive devices for students with
orthopedic impairments), as well as the general requirements
of the Michigan Educational Assessment Program. |
Assessments can be developed
in a number of ways. Kentucky wrote a subcontract for the
development of its alternative portfolio system as a part of its
contract with the firm developing the overall assessment system.
That firm, in turn, worked with a project at the University of
Kentucky to develop and pilot-test the system, train scorers,
and operate the system for the first few years.
Michigan funded a project
through a private corporation in order to develop its sets of
outcomes and the related assessment procedures. This firm, which
specialized in disability research, drafted the instruments and
conducted extensive studies to check feasibility and validity.
The American Institutes of
Research (AIR) developed an instrument called the Performance
Assessment for Self-Sufficiency (PASS), which uses an
informed respondent. All work was conducted under a contract
with the U.S. Office of Special Education Programs.
Developing assessments via a
contract might take you one or two years. In the interim, you
could use an alternative assessment, such as parent and teacher
reports on an existing adaptive behavior measure.
It is necessary that your
criteria for deciding when a student's goals differ from those
of the regular curriculum, and thus that the student should be
assessed differently, should be clear and stringent. It would be
unwise (and even unethical) to place a student in a functional
living skills curriculum solely for the purpose of allowing the
student to participate in the different assessment system rather
than the regular assessment system. A possible approach to
determine which students should participate in a different
assessment might be to develop a checklist of characteristics.
Students who pass criteria, such as those outlined here, would
then be assessed using another measure that produces statewide
data.
Possible Criteria for Using a Different Assessment for a
Student:
The
student's demonstrated cognitive ability and adaptive
behavior could prevent completing the course of study
even with program modifications and adaptations.
The
student's current adaptive behavior requires extensive
direct instruction in multiple settings to accomplish
the application and transfer of skills necessary for
functional application in domestic community living,
recreational/leisure, and vocational activities in
school, work, home, and community environments.
The
student's inability to complete the course of study may
not be the results of excessive or extended absences; it
may not be primarily the result of visual or auditory
disabilities, specifc learning disabilities,
emotional-behavioral disabilities, or social, cultural,
and economic differences.
The
student is unable to apply or use academic skills at a
minimal competency level in natural settings (such as
the home, community, or work site) when instructed
solely or primarily through school-based instruction.
For the
test grade level, the student is unable to:
1.
Complete a regular diploma program even with
extended school services, schooling, program
modifications and adaptations
2. Acquire, maintain, generalize skills
and demonstrate performance without intensive
frequent, and individualized community-based
instruction.
|
Completely revise
the assessment system. It was expected that as states
began to develop new performance assessments, they would do so
in a way that made the assessments truly appropriate for all
students. This has not happened. But, the idea of completely
starting over is still reasonable for some states. For example,
many states have recently revised their curriculum frameworks
and are in the process of making major changes in their state
assessmentsÑpresenting an opportunity to be more inclusive.
Starting from scratch probably is the best way to create an
assessment system that really includes all students.
Some states have completely revised their assessment
systems, while others are starting from scratch in
developing new parts of their assessment programs.
Kentucky
created an assessment system that really includes all
students. It did so by first identifying the desired results
of education for all students. In this way, it started with
the assumption that all students must be assessed on the
same goals. At the same time, Kentucky recognized that some
students needed to demonstrate their attainment of the goals
in nontraditional ways.
Oregon
is including students with disabilities as it develops a new
component for its assessment system. While it is preparing
to develop a new science assessment, it is starting with the
assumption that all students with disabilities are going to
participate in the assessment. |
Evaluate
Your Written Guidelines
As soon as guidelines are
written, you should evaluate them. This can be done in two ways:
Have individuals in the
field read the guidelines and react to them. Direct
their input with some key questions to consider. Some
possible questions are suggested in Worksheet 4. You
will want to include open-ended questions so that people can
provide other kinds of input.
Run a field test of the
guidelines and the assessment before they are actually used.
Start with known entities, like, who is in the schools where
the field test occurs, and examine participation in light of
these known entities.
Although you might find it
easier to do only one of the evaluation steps, there are
definite advantages to doing both. A major advantage is that you
would have better knowledge of how things will work during the
actual administration of an assessment (possibly avoiding too
many surprises).
Summary
Regardless of the goal of the
assessment and the assumptions under which you are operating,
revising participation guidelines without considering
accommodations is an incomplete approach to revising state
assessment policies and procedures. It is extremely important
that you approach this step (Step 3) and Step 4 in a coordinated
manner. In many cases, written guidelines for participation will
depend on available assessment accommodations.
Worksheet 4
Key Questions
to Consider When Evaluating Written Guidelines |
- Clarity
--- Are the guidelines easy to read and use?
What about the guidelines is unclear?
- Sufficiency
--- What conditions are not covered, e.g., do the
guidelines adequately address:
- All types of students?
- All school settings?
- Ages/Grades?
- Necessity
--- Is everything in the guidelines really needed
or is there too much detail or structure?
- Potential effects
--- What will be the results of using the
guidelines? Will they:
- Increase the appropriate
involvement of students with disabilities?
- Avoid negative side
effects?
- Improve consistency across
the state?
|
Step 4
Develop
Guidelines About Assessment Accommodations
- Examine your written
guidelines and evidence of actual practice
- Write specific guidelines
- Evaluate the written
guidelines
|
Your fourth step in
revising state assessment guidelines is to agree on what
words to use when writing about accommodations, adaptations,
and modifications. The words in your guidelines should
reflect your assumptions. It is very important to develop
the guidelines about accommodations with a stakeholder
group.
Examine Your
Current Written Guidelines and Evidence of Actual Practice
Examine your current
assessment accommodations. Just as you described
participation in terms of both written guidelines and actual
practice, you must describe assessment accommodations in
written guidelines and actual practice.
What constitutes an
accommodation? The possibilities are almost unlimited. Some
of the more common accommodations are shown below, organized
according to where the accommodation is madeÑin the
presentation of items to the student, in the
response required of the student, in the
setting or place that the assessment occurs, and in
the scheduling or timing
of the assessment. Other possible
combinations may occur as well, but are not easily
categorized into one of the above four groups.
|
Common Testing Accommodations |
|
Presentation Format |
Response Format |
Setting |
Timing/Scheduling |
- Braille editions
- Use of magnifying equipment
- Large-print edition
- Oral reading of directions
- Signing of directions
- Interpretation of directions
|
- Mark response in book
- Use template for responding
- Point to response
- Use sign language
- Use typewriter or computer
|
- Alone, in a study carrel
- With small groups
- At home, with supervision
- In special education class
|
- Extended time
- More breaks
- Extending sessions over several
days
|
Most states now have
written guidelines
that address the use of accommodations during assessments.
You will find it helpful to identify and locate current
guidelines on assessment accommodations, and reproduce them
for further study. Guidelines might appear in regulations,
test administration manuals, program guidelines for
different disabilities, IEP training materials, or any other
format. Sometimes accommodations vary for different
assessments. In this case, it might be helpful for you to
create a matrix to identify which accommodations are allowed
for which assessments.
Besides making distinctions
among different assessments, some states organize
accommodations around categories of disability. Other states
simply list all possible accommodations. Still other states
defer any discussion of accommodations to IEP teams. At this
point, it is most important to document what is in the
written guidelines. The organization of accommodations, as
well as the specific accommodations, may change as a result
of your revision process.
To collect evidence of the
use of accommodations, determine whether the use of
accommodations is recorded on the assessment protocol. If it
is, and this is included in data reports (or can be obtained
from a technical report), you have the most direct evidence
possible. If it is not available, you should ask several
individuals questions such as:
To what extent are
local school personnel aware of the guidelines on
accommodations?
What is the general
attitude about the guidelines among SEA staff, local
assessment personnel, special educators, and parents?
To what extent do
people say they follow the guidelines?
How is implementation
of the guidelines checked?
Next, you should look at
the actual use of accommodations. For example, you might
conduct a survey of a sample of schools to determine what
accommodations were used, how it was decided that they were
appropriate, and how their use was documented. Be certain to
survey teachers who can provide perspectives on various
student characteristics, needs, etc. (such as learning
disabilities, attention deficits, and so on).
Write Specific
Guidelines
Making decisions about
allowable accommodations is, in many ways, more complicated
than making decisions about participation guidelines. Little
research exists on whether the effects of using
accommodations have an impact on the validity of an
instrument. Such research is needed.
Modifications should still
be used, however, perhaps with the scores identified so that
they can be examined further. [This is different from the
practice of Òflagging,Ó which has been used by some data
collection programs as a way to identify whose test results
are questionable because the test was not administered in
the standard way. Some college entrance tests have used
flagging to alert admissions officials of assessments
conducted under nontraditional procedures.]
The lack of research data
on accommodations has contributed to inconsistencies in
accommodation practices across states. For example, some
states use accommodations that other states specifically
prohibit. Among these are reading items to a student,
allowing extended time, and out-of-level testing.
Remember, not all students
with disabilities will need modified assessments. Yet,
modifications in assessments should be used when needed.
Accommodations that teachers currently use with students
during instruction and that are typically used outside of
school (e.g., in work and community settings) should be
appropriate accommodations for use during assessments.
Still, this simple statement can be translated into many
different written guidelines. Current state guidelines about
assessment accommodations range in length from one sentence
to more than 60 pages!
As new technologies and
procedures for accommodations and adaptations are developed,
they can be included in the array of possible accommodations
and adaptations for instruction and testing. In the
meantime, each state can set its own policies, informed
about what other states are doing.
Some of the themes that appear in states' written
guidelines, and the states in which they appear are:
Documentation requirements beyond IEP ---
Mississippi, Nevada, New Hampshire, New Mexico
Acceptability of out-of-level testing ---
Delaware, Georgia, Kansas
Use of
same accommodation in assessment as in instruction
--- Alabama, Arizona, Delaware, Georgia, Illinois,
Kentucky, Maine, Maryland, Michigan, Mississippi, New
Hampshire, Pennsylvania, Vermont, Virginia |
Because of the lack of
research, your state will have to make some judgments about
whether any given accommodation is one that you would
consider to be OK (no questions about the
validity of the resulting assessment), Tentative
(will use the assessment but have questions about its
validity), and Not OK (the accommodation
will not be used because of validity concerns).
Worksheet 5 lists an
array of accommodations, plus spaces for you to add others
that have been identified by your stakeholder group. Each is
to be rated according to three possible ratings. Complete
the checklist for each separate test and subtest. For
example, you might allow different accommodations on a
reading test than you would allow on a mathematics test. You
may want to have individual stakeholders complete the
worksheet first, then hold a discussion to reach agreement
on the final decision regarding each. The three possible
ratings are:
OK = The accommodation will be
allowed without question and scores may be
identified for further study.
Tentative = The accommodation
will be allowed but scores will be identified
for further study.
Not OK = The accommodation will
not be allowed.
Some states have
developed common accommodations and have made them available
to LEAs. For example North Carolina makes available audio
tapes, Braille, and large print editions of several of their
statewide tests. This approach increases the chance that
assessment results will be valid and comparable.
Lists of trained signers
and trained volunteer readers can be made available and some
performance events might be adapted in advance to ensure
maximum participation of students with disabilities. Of
course, the most appropriate way to ensure the availability
of appropriate accommodations during assessments is to
ensure that those accommodations are available for
instruction. New accommodations should not be introduced at
the time of assessment.
Evaluate
the Written Guidelines
As with participation
guidelines, accommodation guidelines should be evaluated
soon after they are written. Two procedures are recommended
for doing this:
Ask field
reviewers to read and react to the accommodation
guidelines. Perhaps you could direct their input
by providing them with some key questions to consider.
Include both objective and open-ended quiestions.
Implement
the guidelines for accommodations in a field test.
Start with known entities (those who are in the schools
where they field test occurs) and examine the use of
accommodations in light of these known entities.
Doing both of
these evaluation procedures is advantageous because they
will help you better assess how things will work during the
actual administration of an assessment.
Summary
The focus of Step 4 has
been on accommodation decisions. It is good to be aware of
what accommodations are used in teaching and what
accommodations are permitted by society. A guiding principle
for you to think about is: accommodations used during
assessment should be consistent with accommodations used
during instruction.
These decisions are
highly related to participation decisions. Step 5 helps you
think about putting the two together.
Worksheet 5
Checklist
of Accommodations |
Presentation Accommodations |
OK |
Tentative |
Not OK |
|
Braille Version |
|
|
|
|
Interpret Directions |
|
|
|
|
Large Print Version |
|
|
|
|
Read Directions |
|
|
|
|
Read Entire Assessment |
|
|
|
|
Sign Directions |
|
|
|
|
Sign Entire Assessment |
|
|
|
|
Use of Magnifying Glass |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Setting Accommodations |
OK |
Tentative |
Not OK |
At Home Administration |
|
|
|
|
In Small Group |
|
|
|
|
In Special Education Setting |
|
|
|
|
In Study Carrel |
|
|
|
|
Individual Administration |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Timing/Scheduling Accommodations |
OK |
Tentative |
Not OK |
|
Extended Time |
|
|
|
|
More Breaks in Testing Across Days |
|
|
|
|
More Breaks in Testing During Same Day |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Response Accommodations |
OK |
Tentative |
Not OK |
|
Assistance in Marking Response |
|
|
|
|
Mark Answer in Book |
|
|
|
|
Oral Response |
|
|
|
|
Point to Response |
|
|
|
|
Sign Language Response |
|
|
|
|
Use of Computer/Typewriter |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Other Accommodations |
OK |
Tentative |
Not OK |
|
IEP Defined |
|
|
|
|
Out of Grade Level Assessment |
|
|
|
|
Use of Prompts/Focusing Strategies |
|
|
|
|
Use of Talking Calculator |
|
|
|
Step 5
Coordinate Procedures for Making Participation
and Accommodation Decisions
- Develop a
flowchart to guide decisions
- Use exemptions
sparingly until the system is in place
- Document
decisions
|
The fifth step
in revising state assessment guidelines requires
you to step back and coordinate the policies on
participation in assessment and the use of
assessment accommodations. It also addresses
what you can do as you work on revising your
system to be accountable for all
students.
Develop
a Flowchart to Guide Decisions
Draw out a
picture of what is to happen in your assessment,
given different students and different
assessments. You may want to do this for the way
things are now, the way they will be after
initial revisions are made, and the way they
should be when all revisions are implemented.
Use
Exemptions Sparingly Until the System is in
Place
Exemptions are
sometimes called exclusions,
noneligibles, and excuses.
Whatever they are called in your system, avoid
them. As you work on developing your revised
assessment system, you may find that for a
period of time (for example, before you are able
to develop a different assessment system for
students with more severe cognitive
disabilities), you will need to have a mechanism
for deciding which students should participate
in the different assessment system. These are
the students who will be exempted from the
existing assessment until another assessment is
in place or who will be assessed using an
interim measure such as an adaptive behavior
scale.
It is advisable
that you require a name to be associated with
the exemption decision. This assigns
accountability for the exemption decision to
someone.
You will need
to develop a form that requests an exemption for
an individual student. The form should always
include the caution that if there is any doubt
about whether the student should participate in
the assessment, then that student should
participate.
Ideally, your
exemption form will provide some specific
guidelines to help whoever fills out the form
make the decision. For example, characteristics
of the student's educational program or IEP
objectives in comparison to those that the
assessment tests might be one guideline to
consider (see box).
We recommend
that parents be informed of the accommodation
decision and sign off on the form. This is
essential if the assessment has high stakes for
the individual student. If a parent is the
person requesting an exemption, a similar
procedure should be followed. It might be useful
to add an item asking the parent about changes
that would be needed (in the assessment, in the
preparation of the student, in accommodations,
etc.) for the student to participate in the
assessment.
A list of student characteristics could help
make decisions about who will participate in
a specific assessment. The following
checklist is one possibility:
Can the student work independently?
Can the student work with 25 to 30 other
students in a quiet setting?
Can the student work continuously for 20
to 30 minute periods?
Can the student listen and follow oral
directions given by an adult or an audio
tape?
Can the student use paper and pencil to
write short answer or paragraph length
responses to open ended questions?
Can the student understand and answer
questions in a multiple choice format?
If
the answer to any of the questions is "no,"
then go to an Accommodations Checklist to
determine accommodations for the student to
use during the assessment.
This list is an example and not a model for
what the form should include for your state.
You and your stakeholders will need to
determine that based on the purpose and
other characteristics of the assessment. |
Document Decisions
Many states
require IEP teams to document the decisions to
use accommodations or to exempt students. This
documentation should include a description of
the options considered and why each level was
rejected. Worksheet 6 provides an example of a
checklist that could be used to decide whether a
student should be assessed using another measure
than the regular assessment.
Some states
(e.g., Delaware) require that documentation of
decisions be available in the student's IEP
folder. During the annual child count audit,
folders are checked to ensure that appropriate
decisions were made. This approach, together
with more stringent guidelines, has had a
significant effect on the participation rate of
students with disabilities in the statewide
assessment system.
An increasing
number of states also are documenting the type
of accommodation used on the test record form.
Such data will be essential for future research
on the effects of accommodations. More
importantly, the SEA must have a mechanism to
review the accommodation decisions and determine
their appropriateness. An effective mechanism is
a state panel that reviews requests for new
forms of accommodation and determines
reasonableness. This group can serve as an
advisory group for conducting research on
accommodations and can provide ongoing guidance
for making revisions to the state guidelines.
Summary
In Step 5,
you have considered a total approach to
developing guidelines for participation in
assessments and for accommodations.
Participation and accommodation policies must be
coordinated with each other.
Coordinating
policies and guidelines about participation and
accommodations also requires that you think
about what happens as an assessment system is
being revised. You will need to consider
exemptions. For most states, exemption policies
will change as you go through the revision
process. For a few states (such as those that
relied solely on an informal process for making
decisions, or that left the decision to an IEP
team without requirements for documentation),
this step will involve writing a new set of
guidelines for exemptions, as well as a form to
help guide and monitor exemption decisions.
NCEO Study Guide
Worksheet 6
A Checklist to Decide Whether a Student
Should Enter an Alternative Assessment
(Adapted from work by the
Kentucky State Department of Education) |
Directions: |
Provide this checklist to school teams
making decisions about inclusion in
assessment (e.g., IEP teams,
Multi-disciplinary teams, Admissions and
Release Teams, etc.).
Justify each decision and document in
the student's record the basis for its
decision, using current and lognitudinal
data (such as including performance data
across multiple settings in the areas of
academics, communication, cognition,
social competence recreation/leisure,
domestic community living and vocational
skills; behavior observations in
multiple settings; adaptive behavior;
and continuous assessment of progress on
IEP goals and objectives. |
|
_____ |
Student can take the regular
assessment without accommodations
|
|
_____ |
Student has been receiving the
following accommodations during the
course of instruction and will need
these same accommodations during
assessment (Specify):
|
_____
_____
_____
_____
_____
_____
_____
_____ |
- Student meets
the following criteria for a
different assessment:
- The student
has demonstrated cognitive
ability and adaptive behavior
that could prevent completing
the course of study even with
program modifications and
adaptations.
- The
student's current adaptive
behavior requires extensive
direct instruction in multiple
settings to successfully
transfer the skills necessary to
function in domestic community
living, recreational/leisure
activities, and vocational
activities in school, work,
home, and community
environments.
- The
student's inability to complete
a course may not be the result
of: excessive or extended
absences; visual or auditory
disabilities; specific learning
disabilities;
emotional-behavioral
disabilities; or social,
cultural, and economic
differences.
- The student
is unable to apply or use
academic skills at a minimal
competency level in natural
settings (such as the home,
community, or work site) when
instructed solely or primarily
through school-based
instruction.
- For the
tested grade level, the student
is unable to:
- Complete
a regular diploma program even
with extended school services,
schooling, program
modifications, and adaptations.
- Acquire,
maintain, and generalize skills
and demonstrate performance
without intensive, frequent, and
individualized community-based
instruction.
|
Step 6
Develop Guidelines for Reporting the Results
of State Assessments
- Consider
the implications of reporting
- Write
specific guidelines
- Evaluate
the written guidelines
|
The sixth
step in revising state assessment guidelines
involves how you approach obtaining
agreement about reporting results.
Describing how the results of assessments
are reported, and how they relate to the
participation of students with disabilities
and the use of accommodations, is as
important as describing the actual
participation and use of accommodations.
In some states, the decision about
whether a student's assessment results
are reported is based primarily on the
amount of time the student is in general
education classrooms. For example,
this approach (modified by the concept
of partial testing) is used in North
Dakota:
If the student is mainstreamed in 50
percent or more of the core courses
being tested, ... the student's test
results are to be included in class,
grade, district, and state averages.
If the student is mainstreamed in
less than 50 percent of the core
courses, ... the student's test
results are not to be included in
class, grade, district, and state
averages.
If a student who has an IEP does not
take all
sections of the test, or if the
student takes the test under other
than standard testing procedures,
... the student's test results
should not be included in the class,
grade, district, and state averages.
(North Dakota Department of Public
Instruction, 1994, p.1) |
You
should write and evaluate guidelines
about reporting. Here again, be sure to
involve key stakeholders. At this point,
it also is extremely important to
include parents, administrators, and
others.
Consider the Implications of Reporting
When
considering reporting, you need to think
about both the reporting of
participation and the actual assessment
results.
As you
report participation,
consider:
Is the number of students excluded from
an assessment reported (including those
student in other placements, e.g., home
instruction, residential settings,
hospitals)?
Is the number of students with
disabilities who are eligible for
assessment reported?
For which units of the educational
system (state or local education agency,
school) is the number of students
reported?
When
you report results,
consider:
Are the scores of students with
disabilities included in the general
results reported, without separation of
their scores?
Are the scores of students with
disabilities reported separately from
those of other students?
For which units of the educational
system are the results of students
reported?
Both
positive and negative effects are
possible.
One of
the initial assumptions in Step 2 was
that guidelines for participation and
accommodations might vary as a function
of assessment purpose. The purpose will
influence how assessment results will be
used and reported.
High stakes purposes. If
there are to be rewards or sanctions for
teachers, schools, or districts, you
will have to ensure that there are no
incentives for excluding students with
disabilities from the assessments.
Possible Pitfalls of High Stakes
Assessments
If a state automatically excludes
all students on IEPs from
assessments, and school are held
accountable for their test scores,
it is quite likely that there might
be an increased number of referrals
to special education. This was
recently document in New York.
If all students in a school are
included in school level reports, it
is possible the school might refer
students with disabilities to
centralized programs located in
other buildings. |
There
are many ways that reporting procedures
can be instituted to overcome the
pitfalls of high stakes assessments. For
example, North Carolina assigns a random
chance score when the number of excluded
students exceeds 5%. Maryland assigns a
zero. Kentucky assigns the scores of all
students to their neighborhood schools,
regardless of the school they actually
attend.
Low stakes purposes. If
the results are used for program
adjustment purposes or otherwise have
low stakes, the ramifications for
exclusion and for reporting results are
less significant, especially if other
assessment mechanisms are available. The
purpose of the assessment should define
how the resulting information will be
used and reported.
Worksheet 7 lists possible ways to break
out data for reporting. Consider each
one in light of the purpose of the
assessment, the possible incentives that
will be created for excluding students
from the assessment (if that is still an
option), and the extent to which each
meets the needs of your state.
Write Specific Guidelines
It is
crucial to include inclusion/exclusion
rates along with test results. When
exclusion rates differ among units,
comparing them becomes inappropriate.
Therefore, it is critical to be able to
look at exclusion rates when results for
different units are reported together.
Before writing guidelines, decide the
extent to which data should be reported
separately for students with
disabilities, and how those data are to
be used. For example, if you need data
that are representative of a particular
population of students, it might be
necessary to over-sample that set of
students due to lower incidence rates.
Reporting results by disability at the
school level could be a violation of
confidentiality if there are too few
students with those disabilities in the
school's population.
The Kentucky state education agency
formed a "Disability and Diversity
Advisory Committee" as it was
developing its assessments.
This committee was established to
review issues and make
recommendations for the development,
implementation, and inclusion of
students with disabilities in the
KIRIS accountability program.
The decisions of this committee were
communicated through a program
advisory responsible for
communicating policy decision to
local schools and school districts. |
Evaluate the Written Guidelines
You
should evaluate reporting guidelines
soon after they are written. As with
other guidelines, we recommend that
two procedures be used:
Ask field reviewers to read and
react to the reporting guidelines.
Direct their input by having them
ask questions like those in
Worksheet 7.
Try out the reporting plan that
would emerge from the guidelines.
For example, enter data (real or
hypothetical) in the way that you
would under the guidelines that have
been developed. Show these
data to state and school personnel,
to parents, to legislators, and to
other policymakers who are among the
target audiences for the reports.
Completing the second of these two
recommendations is the most critical
step. As you follow these
procedures, try to discern how data
might be misread or result in
unintended consequences given your
reporting guidelines.
Summary
In
Step 6, you have focused on
reporting results of the assessment.
It is important for you to consider
the possible implications of various
reporting approaches, as well as to
write specific guidelines and to
evaluate the written guidelines.
Worksheet 7
Possible Options for Reporting
the Data of Students with
Disabilities
[Note: All
options would include reporting
all exemptions] |
Reporting
Option 1: Data
for all students are reported
together, with no distinctions
made for who the students are
(e.g., number of students with
disabilities.
What are the possible
consequences of
this option given the
purpose of your
assessment?
What incentives
will this option create
for excluding
students from the
assessment?
To what extent does this
option meet the
needs of your state?
Reporting Option 2:
Data for students with
disabilities are aggregated
separate from data for all
other students and the two
sets of data (all students
except those with
disabilities as one group,
and student with
disabilities as another
group) are reported
separately.
What are the possible
consequences of
this option given the
purpose of your
assessment?
What incentives
will this option create
for excluding
students from the
assessment?
To what extent does this
option meet the
needs of your state?
Reporting Option 3:
Data for students with
disabilities are aggregated
separate from data for all
other students, as well as
aggregated with the data for
other students. Both
sets of data (all students
as one group, and students
with disabilities as a
separate breakout) are
reported.
What are the possible
consequences of
this option given the
purpose of your
assessment?
What incentives
will this option create
for excluding
students from the
assessment?
To what extent does this
option meet the
needs of your state?
Other Reporting Options
(Identify other options that
exist and answer the above
three questions about each
option.)
|
Step 7
Implement Revised Assessment
Policies and Procedures
-
Determine roles for
those involved in
implementing the revised
assessments
-
Prepare state education
agency staff for
implementation
-
Prepare local personnel
for implementation
-
Prepare consultants,
readers, and test
implementers
|
The seventh step in revising
state assessment policies and
procedures involves implementing
the revised assessment system.
You will follow four major tasks
to implement the system: (1)
working with the state
assessment contractor, if one
exists, as well as determining
roles for those involved in the
revised system, (2) training SEA
personnel, (3) training LEA
personnel and parents, and (4)
preparing consultants, readers,
and test implementers.
If past systems exempted or
excluded students with
disabilities, this step will
require careful planning and may
require a multi-year phase-in
process. Worksheet 8 helps you
to start planning how you will
introduce the revisions in your
system.
Task 1
Determine Roles for Those
Involved in Implementing the
Revised Assessments
Companies that have been
contracted to develop, score,
and report assessments for your
state can play a powerful role
in supporting your revised
assessments. They are usually
responsible for forms
development, local staff
training, forms distribution,
scoring (including analysis of
demographic data) and reporting.
Whatever policy decisions were
made up to this point must be
reflected in each of these
activities. A close working
relationship with the contractor
is essential to ensure complete
understanding and consistent
implementation of your state's
philosophy, policies, and
procedures.
If you want to report data
separately by disability, the
student record forms must
include a coding system. Many
states have discovered too late
that there was no way to
identify which scores reflected
data from students with
disabilities and there was no
way to report inclusion or
exclusion rates. If you also
want to collect data on
accommodations, you could put
that information in the coding
as well. Some consistent
statewide accommodated formats
might be built into the contract
to ensure uniformity (for
example, large print, templates,
professional audio tapes, etc.).
General instruction manuals
should include policies and
guidelines about the inclusion
of students with disabilities.
Make sure that when the
contractor conducts local staff
training, it includes directions
about assessing students with
disabilities. This could include
information on sample selection,
participa-tion and accommodation
decisions, and reporting and
interpretation of results.
You must come to agreement also
on how policy interpretation
questions will be handled and
communicated to others. For
example, the contractor might be
required to establish and
maintain a statewide review
panel to judge whether newly
proposed accommodations would
invalidate the measures.
Your statewide assessment
contractor should have a clear
understanding of the types of
reports expected and how those
reports will be communicated
within the LEAs. Initial
agreement can ease tensions and
reduce delays in producing
needed information.
Task 2
Prepare State Education Agency
Staff for Implementation
Perhaps the most frequently
overlooked aspect of a state
implementation effort is
adequate preparation of SEA
staff. Their inadequate
involvement and/or training can
do much damage to your efforts
to be accountable for the
educational results of all
students. At least three types
of staff must be knowledgeable
about the philosophy, policies
and procedures.
The first type of staff that
must be knowledgeable is the
staff responsible for the
overall assessment system. These
individuals, usually trained in
tests and measurement, will most
frequently work with local
testing coordinators. They
usually serve as guardians of
test validity and reliability.
They must understand why the
participation of all students is
important, and what it means for
comparability of results. They
must understand and commit to
the established procedures that
will determine accommodations
and/or use of alternative
measures so that all SEA staff
communicate the same message to
the local education agencies.
A second group includes staff in
the state office who have
special responsibilities for the
education of students with
disabilities. These individuals,
usually trained in special
education, are the ones who work
most closely with local
personnel who participate in
planning and implementing
programs for students with
disabilities. Frequently such
staff are vocal advocates for
individual student rights and
protections. They must
understand how the rights of
students with disabilities are
protected in an educational
system that is accountable for
all students. They also
must know how the overall
assessment system can produce
information to help them. They,
too, must be prepared to deliver
a consistent SEA message.
The third group is the regional
technical assistance staff who
are used by local personnel to
conduct training and to help
with trouble-shooting on a
variety of issues. Regional
staff must be trained in the
same way as staff in the state
department of education.
Worksheet 9 gives you a possible
format to develop a
communication plan for working
with your personnel.
Task 3
Prepare Local Personnel for
Implementation
Teachers, principals, local
assessment personnel, local
special education coordinators
and parents must become aware of
how the revised assessment
system will function. Changes in
state policies and procedures
fail unless those policies and
procedures are carried out in
local education agencies.
As you organize the state
assessment system training
sessions with general educators,
you must include a segment on
dealing with students with
disabilities. IEP team leaders
(and participants, if possible)
need to know what is expected of
them when they document
decisions, arrange for
accommodations, and use results
to guide future decision making.
Teams that will be scoring
portfolios or open-ended test
results must be trained to be
consistent.
You will find that one-shot,
large group orientation sessions
on a regional basis are seldom
sufficient to reach all
individuals at the depth needed.
It is essential that you build
training into other training
events (e.g., training of IEP
teams on accommodating
instruction) and provide on-site
consultation. Making an 800
number "hot line" or an e-mail
address available to respond to
inquiries can reduce costs and
increase responsiveness (not to
mention consistency).
Since parents are an essential
part of the IEP team, it is
important for you to also think
about, and make specific plans
for, parent training. Such
training could begin with
informational pieces sent home
that address the importance of
participation of all students in
statewide assessments.
Additional training could then
be provided to groups of parents
about how to make
recommendations about the type
of assessment that is
appropriate, and accommodation
needs, for their children with
disabilities.
Task 4
Prepare Consultants, Readers,
and Test Implementers
You need to conduct training for
those who will implement tests.
Contractors will often use
field-based teams to conduct the
assessments (e.g., performance
events). Interpreters will need
specific information on what
they can do and what they cannot
do during the state assessment.
Similarly, readers will need
specific training on how to
appropriately read for an
assessment, and ways in which it
is inappropriate to read.
Recorders (e.g., scribes) will
need the same kind of training
as well.
Summary
In Step 7, you concentrated on
implementing the revised
assessment system. A strategic
plan for how this will happen is
usually worth thinking about and
preparing. Your plan, as
discussed here, should take into
account any contractors that
your state might have working on
the assessment system, state
education agency staff, and
local personnel, including
parents.
Collect information from these
key stakeholders along the way
on how they are perceiving the
revised assessment system and
the implementation process.
Their responses to occasional
surveys will help you fine-tune
and adjust your implementation
process to promote quicker
implementation.
Worksheet 8
Notes about Introducing
Revisions to the State
System |
Roles of the State
Assessment Contractor and
Other Personnel_____ Mark record forms with disabilities and/or
accommodation data
_____ Provide
statewide accommodated
formats
_____ Write
guidelines in
instruction manuals
_____ Train local
personnel
_____ Handle
policy interpretation
questions
_____ Produce
special reports
Ensure SEA Staff
Readiness
_____ SEA
assessment personnel
_____ SEA staff
with special
responsibilities for
education of students
with disabilities
_____ Regional SEA
staff
Training and Supporting
Local Personnel
_____ Plans to
train teachers,
principals, local
assessment personnel,
local special education
coordinators, and
parents
_____ Plans for
ongoing support (e.g.,
800 number or e-mail
address)
Train and Support Local
Personnel
_____ Assessment
team members (if they
exist)
_____ Personnel
who will assist with
accommodations
|
Worksheet 9
Communication Plan |
|
Message |
Who Needs to
Know the
Message |
How the Message
Will be Delivered |
When the Message
Will be Delivered |
Who Will Give the
Message |
|
|
|
|
|
|
Step 8
Evaluate Implementation
and Effects
-
Select an
evaluation
strategy
-
Follow up on
students with
disabilities
-
Report findings
|
The final step is not
really a final step.
Developing an assessment
system that incorporates
accountability for all
students will take a
number of iterations.
Each change should be
driven by data on the
extent to which the
guidelines were useful
and were actually
followed, and data on
the effects of the
changes on
participation.
The evaluation outline
in Worksheet 10 will
help you choose which
evaluation questions are
important and which data
sources and techniques
you will use to answer
the questions.
Select and Evaluation
Strategy
Both usefulness and
implementation of the
guidelines should be
evaluated. There are
several approaches that
you could take. Among
these are a third party
evaluation study,
conducting surveys and
telephone interviews,
and holding focus group
meetings.
While you might fund a
formal third party study
that involves
observations and
in-depth interviews at
local sites, it is
probably more feasible
for you to conduct mail
surveys, phone
interviews or focus
group interviews.
Teachers, principals,
assessment coordinators,
special education
coordinators, parents,
and students should be
included.
If you decide to conduct
focus groups, these
interviews will help you
evaluate the usefulness
and implementation of
the guidelines. Focus
groups involve six to
nine individuals with
common characteristics
(e.g., all teachers) who
respond to a
facilitator's questions
in a group setting and
whose responses are
enriched by the
responses of others.
Topics for either a
survey or focus group
might include:
Issues of awareness of
the guidelines
Perspectives on quality
of the guidelines (e.g.,
clarity, feasibility,
sufficiency)
Perceptions of the
extent to which
guidelines were actually
followed
Information on which
components or options
were used most and least
often, and why
Reported effects of the
guidelines on the
personnel involved
The evaluation questions
in Worksheet 10 could be
re-phrased as survey
questions or focus group
interview probes.
Follow Up on Students
with Disabilities
It will be important for
you to check on how
educators are adhering
to the intent of the
guidelines. Data should
be collected on all of
the ways that a student
with disabilities could
participate in the
assessment. The primary
categories of
participation would be:
Students included in
the regular
assessment without
accommodations—Ideally,
all students who
need accommodations
receive them and
students who do not
need them do not
receive them. You
can expect that
there will be a
sample of students
who were in the
regular assessment
without
accommodations.
Check these students
to ensure that none
of them needed
accommodations. If
some of them did,
reasons for the
failure to provide
accommodations
should be
determined.
Students included in
the regular
assessment with
accommodations—The
primary concern here
is what kinds of
accommodations were
used. Your follow-up
should determine the
extent to which the
accommodations were
really needed and
whether the
accommodations were
limited to those in
the guidelinesÑthese
are assumed to
retain test
validity. At some
point, you need to
determine what
effect the
accommodations had
on test performance,
if any.
Students in an
alternative
assessment—Most
states require a
specific person in
the district to sign
off for each student
who does not
participate in the
regular assessment.
You can collect and
review a sample of
these sign-offs and
individual student
records to make sure
that students were
not placed in the
alternative
assessment system
who could have
participated in the
regular assessment
with accommodations
and adaptations. You
could then conduct
interviews with team
members who made the
decisions to see
what led them to the
conclusions for
those students.
If your state is in
transition to using a
new assessment system
and you have some
students who are given
exemptions from the
assessment, you should
follow up on them as
well. Use the approach
used for students in the
alternative assessment.
Report Findings
Prepare summary
information showing
percentages of students
falling into each of the
categories noted above.
These summaries should
be prepared and compared
to traditional exclusion
rates and to average
test scores. You can use
the results to revise
the guidelines and
improve next year's
training activities.
Summary
In Step 8, you have
fully implemented a
revised assessment
system and are
collecting the follow-up
information needed to
determine whether it is
working as expected.
Although it is typically
viewed as an add-on to
collect evaluation
information, it is
critical to take this
step when looking at a
revised assessment
system.
Worksheet 10
Possible Evaluation
Questions |
To what extent are
various stakeholders
aware of the
guidelines?
To what extent
are various
stakeholders
knowledgeable
about the
content of the
guidelines?
To what extent
do various
stakeholders
understand the
need for the
guidelines?
What is the
percieved
quality (e.g.,
clarity,
feasibility,
sufficiency) of
the guidelines
of different
stakeholders?
What are the
perceptions of
various
stakeholders on
the extent to
which the
guidelines were
actually
followed during
the
administration
of the
assessment?
What do
assessment
participants
perceive to be
allowable
assessment
options?
What effects of
the assessment
guidelines
(intended or
unintended) have
been observed?
|
Some Final Thoughts
. . . .
As you follow the
steps in this
Study Guide,
you will probably
encounter challenges
that have not been
mentioned. Refer to
the Resource
Materials and
Sources for
Technical Assistance
sections of this
guide for further
help.
NCEO is interested
in hearing your
comments, especially
about your
experiences in
revising and
implementing
existing guidelines.
NCEO would also like
to hear whether your
state is developing
an alternate
assessment in order
to include all
students in your
assessment, even
those with the most
severe cognitive
disabilities.
Contact:
NCEO
350 Elliott Hall
75 E. River Road
Minneapolis,
Minnesota 55455
Phone: 612-626-1530
Fax: 612-624-0879
E-mail:
scott027@tc.umn.edu
See the NCEO World
Wide Web Home Page: http://www.education.umn.edu/NCEO
Resources
Students with
Disabilities in
National and
Statewide
Assessments
Allington, R.L., &
McGill-Franzen, A.
(1992). Unintended
effects of
educational reform
in New York.
Educational Policy,
6, (4), 397-414.
This article reports
a significant
increase in
retention and
identification of
students for special
education services
during a period of
increased
high-stakes
assessment from 1978
to 1989.
Bell, G. (1994).
The test of testing:
Making appropriate
and ethical choices
in assessment.
Oak Brook, IL: North
Central Regional
Educational
Laboratory.
This document
addresses many
topics related to
choices that need to
be made in relation
to testing. In
addition to general
ethical assessment
responsibilities, it
addresses the
selection and
development of
testing programs,
preparing students
for an assessment,
administering the
test, and
interpretation and
use of test results.
Several issues are
addressed in each of
these areas.
Brauen, M.,
O'Reilly, F., &
Moore, M. (1994).
Issues and options
in outcomes-based
accountability for
students with
disabilities.
Rockville, MD:
Westat.
This document
provides a framework
for creating an
outcomes-based
accountability
system that includes
students with
disabilities. It
addresses issues and
options for four
decisions: (1)
selecting outcomes,
(2) establishing
performance
standards, (3)
identifying
assessment
strategies, and (4)
identifying
accountable parties.
Houser, J. (1995).
Assessing students
with disabilities
and limited English
proficiency
(Working Paper
95-13). Washington,
DC: U. S. Department
of Education, Office
of Educational
Research and
Improvement.
This paper presents
a summary of issues
that have been
addressed related to
the inclusion of
students with
disabilities and
students with
limited English
proficiency in the
National Assessment
of Educational
Progress (NAEP).
Major topics
include: data
validity and current
policy; current
status; data
validity and
alternative
assessment; and next
steps.
McGrew, K.S.,
Thurlow, M.L.,
Shriner, J.G., &
Spiegel, A.N.
(1992). Inclusion
of students with
disabilities in
national data
collection programs.
(Technical Report
2). Minneapolis, MN:
National Center on
Educational
Outcomes.
This document
presents an analysis
of the degree to
which individuals
with disabilities
are involved in
national and state
data collection
programs.
Recommendations for
increasing the
participation of
individuals with
disabilities are
provided.
McGrew, K.S.,
Thurlow, M.L., &
Spiegel, A.N.
(1993). The
exclusion of
students with
disabilities in
national data
collection programs.
Educational
Evaluation and
Policy Analysis, 15,
339-352.
This article reports
on the extent to
which students with
disabilities are
excluded from our
national data
collection programs.
Included are data
collection programs
in the Department of
Education,
Department of Health
and Human Services,
Department of
Commerce, and the
National Science
Foundation.
Mehrens, W.A.
(1993). Issues
and recommendations
regarding
implementation of
high school
graduation tests.
Oak Brook, IL: North
Central Regional
Educational
Laboratory.
This monograph,
developed through
NCREL's Regional
Policy Information
Center, summarizes
approaches to high
school graduation
requirements that
are being used in
the North Central
Region and examines
issues that arise
about the
implementation of
graduation tests.
Fifty specific
recommendations are
provided, and a
sequence of tasks
for designing a
program for a high
school graduation
test is presented.
National Academy of
Education. (1993).
The trial state
assessment:
Prospects and
realities (Third
Report of the
National Academy of
Education Panel on
the Evaluation of
the NAEP Trial State
Assessment: 1992
Trial State
Assessment).
Stanford, CA:
American Institutes
for Research.
This document
provides a
comprehensive
analysis of the
state level
administration and
reporting of NAEP.
Among the topics
covered are the
exclusion of
students on
Individualized
Education Programs,
including charts
showing the rates of
inclusion and
exclusion by state.
National Transition
Network. (1995).
Inclusion of
transition-age
students with
disabilities in
large-scale
assessments.
Minneapolis, MN:
University of
Minnesota, National
Transition Network.
This document
describes the
functions of
large-scale
assessments, how
they are used for
state and individual
decision making, and
national and state
policies related to
their use. Issues of
relevance to
transition-age
students are
highlighted.
NCEO. (1995).
1994 state special
education outcomes.
Minneapolis, MN:
National Center on
Educational
Outcomes.
This is one of the
annual state reports
prepared by the
National Center on
Educational
Outcomes. It focuses
on state activities
in assessing the
results of education
for students with
disabilities, as
well as including a
special report on
the status of
students with
disabilities in
relation to Goals
2000 activities.
NCEO. (1996).
1995 state special
education outcomes.
Minneapolis, MN:
National Center on
Educational
Outcomes.
This is the most
recent of the annual
state reports
prepared by the
National Center on
Educational
Outcomes. It focuses
on the information
that states collect
on participation,
exit, achievement,
vocational, and
post-school outcomes
as well as how
accessible data are
on students with
disabilities.
Longitudinal trends
over five years are
examined.
North Central
Regional Educational
Laboratory. (1996).
State student
assessment programs
database 1994-1995.
Oak Brook, IL:
NCREL.
This document
presents the results
of a survey of state
assessment personnel
that is conducted
annually. It
provides information
on content areas
covered, grade
levels assessed,
types of
assessments, and so
on for many
additional
variables.
Office of Technology
Assessment. (1992).
Testing in American
schools: Asking the
right questions.
Washington, DC: U.S.
Government Printing
Office.
This document
examines
technological and
institutional
aspects of
educational testing.
It provides a broad
view of a range of
issues related to
testing and
accountability.
Phillips, S.E.
(1994). Legal
implications of
high-stakes
assessment: What
states should know
(Regional Policy
Information Center
Report). Oak Brook,
IL: North Central
Regional Educational
Laboratory.
This report was
written to "help
state and national
education
policymakers avoid
legal challenges to
their student
assessment
programs." It does
so by explaining the
relevant legal and
psychometric issues.
Robinson, G.E., &
Brandon, D.P.
(1994).
NAEP test scores:
Should they be used
to compare and rank
state educational
quality?
Arlington, VA:
Educational Research
Service.
This report examines
the problems with
using NAEP test
scores to rank
and/or compare
states, noting that
most of the
variation in state
average test scores
can be explained by
the effects of
demographic
characteristics over
which schools have
no control.
Thurlow, M.L.,
Scott, D.L., &
Ysseldyke, J.E.
(1995).
Compilation of
states' guidelines
for including
students with
disabilities in
assessments
(Synthesis Report
17). Minneapolis,
MN: National Center
on Educational
Outcomes.
This report compiles
the written laws,
regulations, and
guidelines that
states have on the
participation of
students with
disabilities in
statewide
assessments and
includes a summary
of the major themes
and trends.
Thurlow, M.L.,
Scott, D.L., &
Ysseldyke, J.E.
(1995).
Compilation of
states' guidelines
for accommodations
in assessments for
students with
disabilities
(Synthesis Report
18). Minneapolis,
MN: National Center
on Educational
Outcomes.
This report compiles
the written laws,
regulations, and
guidelines that
states have about
the use of
accommodations in
statewide
assessments. It
includes a summary
of the major themes
and trends in the
written
accommodations
guidelines.
Thurlow, M.L.,
Shriner, J., &
Ysseldyke, J.E.
(1994). Students
with disabilities in
the context of
educational reform
based on statewide
educational
assessments.
Paper presented at
the annual meeting
of the American
Educational Research
Association, New
Orleans.
This is a paper that
was presented at
AERA to summarize
the status of
statewide
assessments in terms
of the participation
of students with
disabilities, the
accommodations that
are allowed, and the
nature of written
guidelines.
Thurlow, M.L.,
Ysseldyke, J.E., &
Anderson, C.L.
(1995). High
school graduation
requirements: What's
happening for
students with
disabilities?
(Synthesis Report
20). Minneapolis,
MN: National Center
on Educational
Outcomes.
This report
summarizes and
analyzes current
state graduation
requirements and how
they are applied to
students with
disabilities.
Variability from one
state to another is
demonstrated.
Thurlow, M.L.,
Ysseldyke, J.E., &
Silverstein, B.
(1993). Testing
accommodations for
students with
disabilities: A
review of the
literature
(Synthesis Report
4). Minneapolis, MN:
National Center on
Educational
Outcomes.
This paper reviews
literature about
testing
accommodations for
people with
disabilities. It
addresses policy and
legal
considerations,
technical concerns,
minimum competency,
certification/
licensure testing
efforts, existing
standards, and
accommodations.
Ysseldyke, J.E., &
Thurlow, M.L.
(1994).
Guidelines for
inclusion of
students with
disabilities in
large-scale
assessments
(Policy Directions
No. 1). Minneapolis,
MN: National Center
on Educational
Outcomes.
This policy report
explains ways to
include students
with disabilities in
large-scale
assessments, use
possible
accommodations and
adaptations, and
monitor how well the
intent of the
guidelines is
followed. Included
are recommendations
and a list of
resources.
Zlatos, B. (1994).
Don't test, don't
tell. The
American School
Board Journal, 181
(11), 24-33.
This article
describes the
"academic
red-shirting"
phenomenon,
suggesting that this
and similar
practices skew the
way we rank our
schools. It is
suggested that some
schools succumb to a
temptation to make
their scores look
artificially good,
resulting in
children being left
out of tests.
Ysseldyke, J.E.,
Thurlow, M.L., &
Geenen, K. (1994).
Educational
accountability for
students with
disabilities
(Policy Directions
Number 3).
Minneapolis, MN:
National Center on
Educational
Outcomes.
This report explains
ways to move toward
an accountability
system that is
different from one
relying on process
data (child count).
It examines possible
alternative
approaches, data
needed to
demonstrate that
education is working
for students with
disabilities, and
barriers to the
collection of these
data.
Ysseldyke, J.E.,
Thurlow, M.L.,
McGrew, K.S., &
Shriner, J.G.
(1994).
Recommendations for
making decisions
about the
participation of
students with
disabilities in
statewide assessment
programs
(Synthesis Report
15). Minneapolis,
MN: National Center
on Educational
Outcomes.
This report
summarizes a meeting
that discussed
including students
with disabilities in
statewide assessment
programs. Included
are recommendations
for inclusion,
accommodations, and
reporting results.
Ysseldyke, J.E., &
Thurlow, M.L.,
McGrew, K.S., &
Vanderwood, M.
(1994). Making
decisions about the
inclusion of
students with
disabilities in
large-scale
assessments
(Synthesis Report
13). Minneapolis,
MN: National Center
on Educational
Outcomes.
This report
summarizes a meeting
held to address
issues in making
decisions about the
inclusion of
students with
disabilities in
large-scale
assessments.
Recommendations are
made for inclusion,
accommodations, and
future research.
Ysseldyke, J.E.,
Thurlow, M.L., &
Geenen, K. (1994).
Implementation of
alternative methods
for making
educational
accountability
decisions for
students with
disabilities
(Synthesis Report
12). Minneapolis,
MN: National Center
on Educational
Outcomes.
This report covers a
seminar of state
directors of special
education and state
assessment
coordinators from
six states. It
examines the
challenges of
collecting data to
make accountability
decisions for
students with
disabilities and
makes
recommendations for
future practice.
Ysseldyke, J.E., &
Thurlow, M.L.
(Eds.). Views on
inclusion and
testing
accommodations for
students with
disabilities
(1993). (Synthesis
Report 7).
Minneapolis, MN:
National Center on
Educational
Outcomes.
Included are six
experts' responses
to questions about
assessment inclusion
and accommodations
issues.
Sources for
Technical Assistance
Regional
Educational
Laboratories
Priorities:
Reform programs;
strategies for
scaling up
effective
teaching and
learning
processes
Number of
Laboratories:
10
|
|
Region:
Applalachian
(Kentucky,
Tennesee,
Virginia, West
Virginia)
Appalachia
Educational
Laboratory, Inc.
(AEL)
1031 Quarrier
Street
P.O. Box
1348
Charleston, WV
25325
Dr. Terry L.
Eideel,
Executive
Director
Specialty
Area:
Rural Education
Phone: (304)
347-0400, (800)
624-9120
Fax:
(304) 347-0487
Email:
eidellt@ael.org |
|
|
Region:
Western
(Arizona,
California,
Nevada, Utah)
WestEd
730 Harrison
Street
San
Fransisco, CA
94107
Dr. Dean H.
Nafziger,
Executive
Director
Specialty
Area:
Assessment
and
Accountability
Phone:
(415)
565-3000
Fax:
(415)
565-3012
Email:
tross@fwl.org |
|
|
Region:
Central
(Colorado,
Kansas,
Missouri,
Nebraska,
North
Dakota,
South
Dakota,
Wyoming) Mid-Continent Regional Educational Laboratory
(McREL)
2550 South
Parker Road
#500
Aurora, CO
80014
Dr. Timothy
Waters,
Executive
Director
Specialty
Area:
Curriculum,
Learning and
Instruction
Phone: (303)
337-0990
Fax:
(303)
337-3005
Email:
twaters@mcrel.org |
|
|
Region:
Midwestern
(Illinois,
Indiana,
Iowa,
Michigan,
Minnesota,
Ohio,
Wisconsin) North Central Regional Educational Laboratory
(NCREL)
1900 Spring
Road #300
Oak
Brook, IL
60521
Dr. Jeri
Nowakowski,
Executive
Director
Specialty
Area:
Technology
Phone:
(708)
57104700
Fax:
(708)
571-4716
Email:
nowakows@ncrel.org |
|
|
Region:
Northwestern
(Alaska,
Idaho,
Montana,
Oregon,
Washington)
Northwest
Regional
Educational
Laboratory
(NWREL)
101
Southwest
Main
Street
#500
Portland,
OR 97204
Dr.
Ethel
Simon-McWilliams,
Executive
Director
Specialty
Area:
School
Change
Processes
Phone:
(503)
275-9500,
(800)
547-6339
Fax:
(503)
275-9489
Email:
simone@nwrel.org |
|
|
Region:
Pacific
(Hawaii,
Guam,
Mariana
Islands,
Marshall
Islands,
Micronesia,
Palau) Pacific Region Educational Laboratory (PREL)
828 Fort
Street
Mall
#500
Honolulu,
HI 96813
Dr.
John
W.
Kofel,
Executive
Director
Specialty
Area:
Language
and
Cultural
Diversity
Phone:
(808)
533-6000
Fax:
(808)
533-7599
Email:
kofelj@prel-oahu-1.prel.hawaii.edu |
|
|
Region:
Northeastern
(Connecticut,
Maine,
Massachusetts,
New
Hampshire,
New
York,
Rhode
Island,
Vermont,
Puerto
Rico,
Virgin
Islands)
Northeast
and
Islands
Laboratory
at
Brown
University
(LAB)
144
Wayland
Avenue
Providence,
RI
02906-4384
Dr.
Mary
Lee
Fitzgerald,
Executive
Director
Specialty
Area:
Language
and
Cultural
Diversity
Phone:
(401)
274-9548
Fax:
(401)
421-7650
Email:
Mary_Fitzgerald@Brown.edu |
|
|
Region:
Mid-Atlantic
(Delaware,
District
of
Columbia,
Maryland,
New
Jersey,
Pennsylvania) Mid-Atlantic Laboratory for Student Success (LSS)
933
Ritter
Annex
13th
Street
And
Cecil
B.
Moore
Avenue
Philadelphia,
PA
19122
Dr.
Margaret
Wang,
Executive
Director
Specialty
Area:
Urban
Education
Phone:
(215)
204-3001
Fax:
(215)
204-5130
Email:
mcw@vm.temple.edu |
|
|
Region:
Southeastern
(Alabama,
Florida,
Georgia,
Mississippi,
North
Carolina,
South
Carolina) SouthEastern Regional Vision for Education (SERVE)
University
of
North
Carolia
at
Greensboro
P.O.
Box
5367
Greensboro,
NC
27435
Dr. Roy H. Forbes, Executive Director
Specialty Area: Early Childhood Education
Phone: (910) 334-3211, (800) 755-3277
Fax: (910) 334-3268
Email: rforbes@serve.org |
|
| Region: Southwestern (Arkansas, Louisiana, New Mexico, Oklahoma, Texas) SouthWest Educational Development Laboratory (SEDL)
211 East Seventh Street
Austin, TX 78701
Dr. Preston C. Kronkosky, Executive Director
Specialty Area: Language and Cultural Diversity
Phone: (512) 476-6861
Fax: (512) 476-2286
Email: pkronkos@sedl.org |
|
|
|
| Regional Resource Centers Priorities: State special education technical assistance needs
Number of Centers: 7
|
|
| Region 1: Northeast (Connecticut, Maine, Massachusetts, New Hampshire, New Jersey, New York, Rhode Island, Vermont) Northeast Regional Resource Center (NERRC)
Trinity College of Vermont
Colchester Avenue
Burlington, VT 05401
Pamala Kaufmann, Director
Phone: (802) 658-5036
Fax: (802) 658-7435
TDD: (802) 860-1428
Email: nerrc@aol.com |
|
| Region 2: Mid-South (Delaware, District of Columbia, Kentucky, Maryland, North Carolina, South Carolina, Tennessee, Virginia, West Virginia) Mid-South Regional Resource Center (MSRRC)
University of Kentucky
126 Mineral Industries Building
Lexington, KY 40506
Ken Olsen, Director
Phone: (606) 257-4921
Fax: (606) 257-4353
Email: olsenk@uklans.uky.edu |
|
| Region 3: South Atlantic (Alabama, Arkansas, Florida, Georgia, Louisiana, Mississippi, New Mexico, Oklahoma, Texas, Puerto Rico, U.S. Virgin Islands) South Atlantic Regional Resource Center (SARRC)
Florida Atlantic University
1236 North University Drive
Plantation, FL 33322
Timothy Kelly, Director
Phone: (954) 473-6106
Fax: (954) 424-4309
Email: SARRC@acc.fau.edu |
|
| Region 4: Great Lakes ( Illinois, Indiana, Michigan, Minnesota, Ohio, Pennsylvania, Wisconsin) Great Lakes Area Regional Resource Center (GLARRC)
The Ohio State University
700 Ackerman Road #440
Columbus, OH 43202
Larry Magliocca, Director
Phone: (614) 447-0844
Fax: (614) 447-9043
TDD: (614) 447-0186
Email: magliocca.l@osu.edu |
|
| Region 5: Mountain Plains (Colorado, Iowa, Kansas, Missouri, Montana, Nebraska, North Dakota, South Dakota, Utah, Wyoming) Mountain Plaines Regional Resource Center (MPRRC)
Utah State University
1780 North Research Parkway #112
Logan, UT 84321
John Copenhaver, Director
Phone: (801) 752-0238
Fax: (801) 753-9750
Email: Latham@cc.usu.edu |
|
| Region 6: Western (Alaska, Arizona, California, Hawaii, Idaho, Nevada, Oregon, Washington, American Samoa, Federated States of Micronesia, Commonwealth of the Northern Mariana Islands, Guam, Republic of the Marshall Islands, Republic of Palau) Western Regional Resource Center (WRRC)
1268 University of Oregon
Center on Human Development
901 East 18th Street
Eugene, OR 97403
Richard Zeller, Director
Phone: (541) 346-5641
Fax: (541) 346-5639
TDD: (503) 346-5641
Email: Richard_Zeller@ccmail.uoregon.edu |
|
| Region 7: All Federal Resource Center for Special Education
1875 Connecticut Avenue NW #800
Washington, DC 20009
Carol H. Valdivieso, Director
Phone: (202) 884-8215
Fax: (202) 884-8443
Email: FRC@aed.org |
|
|
|
| Comprehensive Regional Assistance Centers Priorities: Assessing Title I schoolwide programs; helping local education agencies that have the highest percentages or numbers of children in poverty
Number of Centers: 15 |
|
| Region I (Connecticut, Maine, Massachusetts, New Hampshire, Rhode Island, Vermont) Education Development Center, Inc.
55 Chapel Street
Newton, MA 02158
Dr. Vivian Guilfoy, Director
Phone: (617) 969-7100 x 2201, (800) 332-0226
Fax: (617) 969-3440
Email: viviang@edc.org |
|
| Region II (New York) New York Technical Assistance Center (NYTAC)
The Metropolitan Center for Urban Education
New York University
32 Washington Sqaure East #72
New York, NY 10003
Dr. LaMar P. Miller, Executive Director
Phone: (212)998-5100, (800) 469-8224
Fax: (212) 995-4199
Email: millrla@is2nyu.edu |
|
| Region III (Delaware, District of Columbia, Maryland, New Jersey, Ohio, Pennsylvania) Center for Equity and Excellence in Education
George Washington University
1730 North Lynn Street #401
Arlington, VA 22209
Dr. Charlene Rivera, Director
Phone: (703) 528-3588, (800) 925-3223
Fax: (703) 528-5973
Email: crivera@ceee.gwu.edu |
|
| Region IV (Kentucky, North Carolina, South Carolina, Tennessee, Virginia, West Virginia) Appalachia Educational Laboratory
P.O. Box 1348
Charleston, WV 25325
Dr. Pamela Buckley, Director
Phone: (304) 347-0441, (800) 642-9120
Fax: (304) 347-0487
Email: buckleyp@ael.org |
|
| Region V (Alabama, Arkansas, Georgia, Louisiana, Mississippi) Southwest Educational Development Laboratory
3330 North Causeway Boulevard #430
Metairie, LA 70002
Dr. Hai T. Tran, Director
Phone: (504) 838-6861, (800) 644-8671
Fax: (504) 831-5242
Email: hTran@sedl.org |
|
| Region VI (Iowa, Michigan, Minnesota, North Dakota, South Dakota, Wisconsin) Comprehensive Regional Assistance Center Consortium
University of Wisconsin
1025 West Johnson Street
Madison, WI 53706
Dr. Minerva Coyne, Director
Phone: (608) 263-4220
Fax: (608) 263-3733
Email: mcoyne@macc.wisc.edu |
|
| Region VII (Illinois, Indiana, Kansas, Missouri, Nebraska, Oklahoma) University of Oklahoma
College of Continuing Education
555 Constitution, Room 128
Norman, OK 73072
Dr. John E. Steffens, Director
Phone: (405) 325-1729 or 1713, (800) 228-1766
Fax: (405) 325-1824
Email: steffens@uoknor.edu |
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| Region VIII (Texas) Intercultural Development Research Association (IDRA)
5835 Callaghan Road #350
San Antonio, TX 78228
Dr. Maria Robledo Montecel, Executive Director
Dr. Albert Cortez, Site Director
Phone: (210) 684-8180
Fax: (210) 684-5389
Email: cmontecl@txdirect.net or acortez@txdirect.net |
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| Region IX (Arizona, Colorado, New Mexico, Nevada, Utah) New Mexico Highlands University
121 Tijeras Avenue NE #2100
Albuquerque, NM 87102
Dr. Paul E. Martinez, Director
Phone: (505) 242-7447
Fax: (505) 242-7558
Email: martinez@cesdp.nmhu.edu |
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| Region X (Idaho, Montana, Oregon, Washington, Wyoming) Northwest Regional Educational Laboratory (NWREL)
101 Southwest Main Street #500
Portland, OR 97204
Mr. Carlos Sundermann, Director
Phone: (503) 275-9480
Fax: (503) 275-9625
Email: sundermmc@nwrel.org |
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| Region XI (Northern California) Far West Laboratory for Educational Research
730 Harrison Street
San Fransisco, CA 94107
Dr. Beverly Farr, Director
Phone: (415) 565-3009
Fax: (415) 565-3012
Email: bfarr@wested.org |
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| Region XII (Southern California) Los Angeles County Office of Education
9300 Imperial Highway
Downey, CA 90242
Dr. Celia C. Ayala, Director
Phone: (310) 922-6319
Fax: (310) 922-6699
Email: ayala_celia@lacoe.edu |
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| Region XIII (Alaska) South East Regional Resource Center
210 Ferry Way #200
Juneau, AK 99801
Dr. Bill Buell, Director
Phone: (907) 586-6806
Fax: (907) 463-3811
Email: akrac@ptialaska.net |
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| Region XIV (Florida, Puerto Rico, Virgin Islands) Educational Testing Service
1979 Lake Side Parkway #400
Tucker, GA 30084
Dr. Trudy Hensley, Director
Phone: (770) 723-7443, (800) 241-3864
Fax: (770) 723-7436
Email: thensley@ets.org |
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| Region XV (American Samoa, Federated States of Micronesia, Commonwealth of the Northern Mariana Islands, Guam, Hawaii, Republic of the Marshall Islands, Republic of Palau) Pacific Region Educational Laboratory (PREL)
828 Fort Street Mall #500
Honolulu, HI 96813
Dr. John W. Kofel, Executive Director
Dr. Juvenna Chang, Project Director
Phone: (808) 533-6000
Fax: (808) 533-7599
Email: kofelj@prel.hawaii.edu or changj@prel.hawaii.edu |
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Special Assessment Projects
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National Center for Research on Evaluation, Standards and Student Testing (CRESST)
UCLA Graduate School of Education
145 Moore Hall
405 Hilgard Avenue
Los Angeles, CA 90024Eva L. Baker and Robert L. Linn, Co-directors
Phone: (310) 206-1532
Fax: (310) 825-3883 |
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Center for the Study of Testing, Evaluation and Educational Policy (CSTEEP)
323 Campion Hall
Boston College
Chestnut Hill, MA 02167George F. Madaus, Principal Investigator
Phone: (617) 552-4521
Fax: (617) 552-8419 |
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