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Link Magazine College of Education & Human Development

The College of Education and Human Development
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Fall 2001

O principals, where art thou?

Two years ago a study from the University’s Humphrey Institute of Public Affairs reported that nine out of 10 school districts in Minnesota were finding it difficult or very difficult to fill principal jobs, especially at the secondary level.

A perception exists that a good principal is hard to find. While not everyone agrees with that perception, educators within the college as well as state legislators and area superintendents all agree that finding principal candidates with quality experience can be a challenge, especially in smaller rural districts.

"What I’m hearing is that districts trying to hire principals are not seeing candidates of the caliber that superintendents need and expect," says Alice Seagren, state representative from Bloomington and chair of the House K-12 Education Finance Committee. "They may be seeing 20 – even more – candidates but they say none of them are people they’d want to hire. Do we have an actual shortage of candidates or are we facing a quality issue?" Seagren asks.

Photo of a help wanted sign on a principal's door"It’s true that anytime a job opens up for a principalship, multiple licensed candidates usually show up," says Ann Zweber Werner, coordinator of the college’s administrative licensure and leadership development program and a former K-12 principal. "But to say it’s an issue of quality is somewhat misleading. I believe it’s more an issue of lack of experience. For example, a district looking for a principal for one of its larger schools doesn’t want someone right out of a licensure program. They need a candidate with experience as an assistant principal or as a principal at another, perhaps smaller, school. And I would agree that we are seeing a shortage of experienced principal candidates in Minnesota."

Barbara Pulliam, superintendent of the St. Louis Park, Minn., school district, says she has been called to conferences in Washington, D.C., at least three times in the past 18 months to discuss leadership crises in K-12 education. She believes at least some of the perceived shortages can be traced to what is and isn’t happening in the schools themselves.

"My question is this – if we do, in fact, have people in our schools who are working on licensure, what are we doing and what should we be doing to help them?" Pulliam asks. "What are we doing to help them develop into the kind of administrators we want to have leading our schools?"

Pulliam believes in developing administrative candidates from within but acknowledges that it doesn’t always work. "In a small organization such as this one, you try to construct some experiences to round out the kind of candidate you want working for you," Pulliam says. "This involves me seeking them out and letting them know I’m interested in them developing further. We work together to create intern experiences I think would be useful for their development."

Mark Shellinger, the new superintendent for District 535 in Rochester, Minn., says he is too unfamiliar with the state’s candidate pool to know if shortages actually exist, but he does believe many districts could do more to cultivate future candidates from within.

"You can’t assume they will come to you," Shellinger says. "You have to recruit them, develop them from within when possible."

Shellinger says in the districts he has served in the past – in Nevada and Alaska – he has seen fewer and fewer applicants for administrative positions.

"I think there are three major reasons for that generally," he says. "Principals do not make very good money." Seagren agrees, saying some Minnesota principals make little more than teachers at top pay scales.

"They also face challenging working conditions in terms of management and budgetary restrictions," Shellinger says. "And third, and I think most important, they also need opportunities to grow and change and try new things. And sometimes those opportunities are not there. That’s when people leave the field or move to another district."

Seagren has heard many of these points made through her work as chair of the education committee of the Assembly of State Issues, part of the National Council of State Legislators. She also is part of a task force within that group examining the stumbling blocks to bringing more quality candidates into educational administration.

For example, isolation is cited as a deterrent to those considering a K-12 administrative position. According to research, Seagren says, mentorships and relationships built with other administrators, especially during educational preparation for licensure and professional development, could provide the collegial support that principals say is often lacking and could lessen the sense of isolation.

"In situations like that, where is the incentive to take on such a large array of additional responsibilities?" Seagren asks.

Currently eight institutions, including the college, are licensing K-12 administrators in Minnesota, Werner says. Since 1997 the college has brought approximately 200 candidates through the licensure process.

"For a long time the state has had more people licensed than there are positions to be filled," Werner says. "So there doesn’t appear to be shortages in terms of number of candidates. But we’re certainly seeing a shortage of candidates who are prepared to step into major leadership roles, especially in our more complex urban schools. Principals in those schools must be able to deal with larger populations of first-generation American students, with multiple religions and cultures, all within a society with fewer constraints around behavior than there used to be. Those are all significant challenges that can be difficult to feel prepared for. In addition, expectations for principals are changing on other levels, too. Principals today must devote a significant amount of energy in being part of the larger community. They’re expected to be involved in partnerships with other community leaders and institutions, working to build trust. Those require additional types of skills."

Werner says districts can help future candidates train for these demands through mentorships and coaching experiences for candidates within the system. "Nothing will substitute for that experiential training," she says.

"Our goal with our licensure and leadership development students is to develop in them the mental flexibility to apply leadership skills to any situation," Werner says. "Rather than doing situational training, we aim toward training them to take their actual experiences, reflect on them, and attach personal understanding to that information."

The idea, Werner says, is that when you are able to integrate knowledge and experience in a way that makes sense to you personally, you will be able to apply it in any situation.

Every licensure candidate who comes through the college’s program is mentored and spends at least 320 hours within a 12-month period in field experiences at the elementary, middle school, and high school level. In addition, candidates must complete 60 semester credits of graduate-level coursework that focus on both theory and its application to practice. To complete the program, they must make a presentation before a screening and evaluation review panel made up of administrative professionals from institutions of higher education and K-12 districts.

"These are people who are comfortable in saying they ‘know it when they see it’ in terms of saying someone is ready for licensure," Werner says. "Obviously there are objective criteria, but competency-based requirements are a blending of knowledge and skill. The current licensure requirements are structured to emphasize that marriage between knowledge of university-based theory with understanding and experience in the field."

Werner says the review panel sometimes spots a weakness in a candidate’s presentation that leads to a recommendation for a professional development plan designed specifically to address that weakness. "Our program emphasizes a flexible set of one-credit modules for professional development designed both to meet the needs of candidates working toward licensure and for those already in administrative positions looking to improve their knowledge and skills in a focused area."

Werner acknowledges that despite the thorough preparation, some districts say they are struggling to find well-qualified candidates. She says the solution lies in a collaborative effort between universities and those in the field.

"If we’re going to have an adequate pool of really high-level, high-quality administrators, we need to work together," Werner says. "It’s important for those of us at the University to hear about what’s happening on the front lines. At the same time, it’s our job to work with the state and other preparation programs to ensure the quality of programming, instruction, and support to candidates and those who become licensed. My hope is that we can continue the discussion and develop a stronger partnership with everyone who is concerned about preparing and supporting quality administrators in our schools."

– Peggy Rader

Additional reading
Who Will Lead? The Principal Shortage, State Legislatures Magazine, October/November 2001
How to Fix the Coming Principal Shortage, Time, July 20, 2001
NAESP Fact Sheet on the Principal Shortage, National Association of Elementary School Principals
Principal Shortage, PBS Online NewsHour, May 24, 2001
The Principal Shortage -- Why Doesn't Anybody Want the Job?, Education World, October 31, 2000

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