Due to time and
expertise requirements of alignment
studies, and the benefits of impartial
reviews, states often seek assistance
from a vendor to complete their studies
of the alignment of alternate
assessments based on alternate
achievement standards to grade-level
content standards. Specific issues
should be considered about planning the
study at the time states seek bids from
vendors. First is the guiding principles
to convey to the vendors so that the
state’s own priorities are reflected in
the study. Leading researchers on
assessment and accountability, such as
Robert Linn at the University of
Colorado, have consistently supported
the need for accountability systems to
be guided by specific principles such as
validity, fairness, credibility, and
utility.
For alternate
assessments, Brian Gong of the National
Center for the Improvement of
Educational Assessments noted the need
to articulate the development of content
standards and any extended standards, a
focus on the purpose of the assessment,
and a well thought out prioritization of
content for the population of students
who participate in AA-AAS. With these
principles in mind, states may want to
address the following questions with a
stakeholder group prior to negotiating
the alignment study with a vendor:
1. Background.
What are the policy elements working
within the alternate assessment
system (for example, a rationale for
the prioritization of content
standards; the purpose of the AA-AAS
system)?
2. Purpose.
What does the state want to
accomplish by conducting the
alignment study (for example, to
study a new AA-AAS format, the link
between alternate achievement
standards and the content standards,
the link between instruction and
standards or the assessment)?
3. Participants.
Who should be included in the
development or prioritization of
content standards, alternate
assessment items, or alignment
issues (including standards setting
practices)? Are content experts,
special educators, measurement or
test development experts, and
possibly parents or advocates
involved in these steps?
4. Assessment
Characteristics. What are the
unique issues surrounding the
state’s AA-AAS that can influence
alignment outcomes? How does the
assessment approach influence the
alignment methodology?
After defining the
principles and characteristics of the
state’s alternate assessment and the
goals for the alignment study, the next
step is to review with potential vendors
the components of alignment (see
Policy Directions 19) to be
included in the study. Some negotiation
should occur about how much more will
occur besides the simple horizontal
alignment of standards and the
assessment. Will alignment of extended
standards occur? Will the alternate
assessment be aligned to these extended
standards (if confirmed to align to the
state standards)?
Additionally, the
following specific questions need to be
answered to ensure that the study will
meet the state’s expectations:
• Who will be used
as reviewers? How many reviewers
will be used? How will reliability
measures be provided about the
ratings?
o Evaluative
criteria: More than one reviewer
should be used so that
reliability can be checked.
Content area experts are needed
to determine the relationship
between standards and the
assessment. Special educators
may be needed to consider other
components.
• What are the
educational elements that will be
included in the alignment study?
o Evaluative
criteria: The study must include
the relationship of standards
and the assessment.
Consideration of other factors
(see Figure 1) should be
discussed.
• If student work is
included in the alternate
assessment, how will the state be
sampling the evidence to determine
the alignment?
o Evaluative
criteria: There should be a
clear plan for a representative
sample.
• What data will be
reported (both qualitative and
quantitative)?
o Evaluative
criteria: The data should
provide information that not
only will address the U.S.
Department of Education Peer
Review criteria, but also can be
used for future development of
the assessment system.
• What criteria will
be applied in evaluating the extent
of the alignment?
o Evaluative
criteria: Information should be
provided on criteria to be used
in judging qualities such as
range, balance, depth of
knowledge, and overlap across
grade levels.
• Will the vendor
provide any potential reasons for
any lack of alignment?
o Evaluative
criteria: For future planning it
will be helpful to know why
items did not align. For
example, is there simply
misidentification of the correct
standard or is the item not even
academic?
Figure 1. Paths Between
the Educational Components of an
Alternate Assessment System

Getting the Most from an Alignment Study
Alignment studies
require the investment of time and
financial resources by the state. While
this investment can help the state meet
the requirements of the U.S. Department
of Education Peer Review, it also is
important to consider ways to get more
from this investment. This "something
more" should focus on the ongoing
quality enhancement of education
services for students participating in
alternate assessments. The following
recommendations are offered for
increasing the return on the investment
in an alignment study.
Involve stakeholders in
planning and responding to the alignment
study.
Services for students
with more significant disabilities have
been changing rapidly as educators
discover new ways to promote learning
general curriculum content. Not all
stakeholders are familiar with these
advances. Others may worry that these
advances compete with promoting
functional life skills. Or, they want to
be sure that the alternate assessment
promotes best practice for students such
as self determination, assistive
technology, generalization, and
inclusion. It is important for
stakeholders to have the opportunity to
become familiar with current federal
policy requiring AA-AAS to link to grade
level standards.
Consider the
cost-benefit of including instructional
alignment in the study.
States sometimes do not
include instructional alignment in their
study of alignment to content standards
because it is not required for the U.S.
Department of Education Peer Review, has
additional costs, and may simply provide
evidence of what is already known (that
teachers have not yet had adequate
professional development in access to
the general curriculum). However,
information on instructional alignment
may provide powerful information for
planning professional development. For
example, the use of a curriculum survey
can help identify whether teachers need
help broadening their academic focus
(for example, to move beyond money
skills in math) or promoting increased
depth of knowledge (for example, to
extend beyond simple exposure or basic
awareness).
A review of professional
development materials can reveal whether
teachers are receiving adequate
information on how to align instruction
with state standards. This instructional
alignment may also be the most important
piece to stakeholders because it can
provide information on whether the
overall system promotes a quality
educational program.
Use the alignment
study to look at inferences about
student learning.
One purpose of an
alternate assessment as prescribed by
current federal policy is to determine
whether students have made adequate
yearly progress on state standards in
language arts and math, and to document
their performance in science. An
alignment study can help to answer the
question of whether the assessment
system can actually answer this
question. For example, what "counts" in
the scoring of the alternate assessment?
Does the system focus on students
showing what they know or simply being
present in a program that meets certain
quality indicators? Also, the evidence
from the alignment study can be used to
consider what areas of the curriculum
are not being well-addressed in
assessment and instruction. For example,
if teachers helped create the assessment
items, and there is poor alignment in
science, there is an obvious need for
further development of the assessment
before inferences can be made that the
students are learning science.